Senior Compliance Officer

Job Title: Senior Compliance OfficerThis role is responsible for developing and implementing a comprehensive compliance strategy framework that aligns with the company's goals and regulatory requirements.Key Responsibilities:

Job DescriptionWe are seeking a seasoned Senior Compliance Officer to oversee all compliance functions with a strong focus on corporate governance, risk management, and regulatory filings.This role requires exceptional leadership, analytical, and communication skills to effectively advise the board and management.Advise the board of directors on all matters...

About Nuvama Institutional Equities Nuvama Institutional Equities, a division of Nuvama Group (formerly Edelweiss Wealth Management), is a leading provider of institutional broking and equity research services. We deliver cutting-edge equity insights and high-quality execution services to a wide array of domestic and global institutional clients. Compliance...

Job TitleA Senior Legal and Compliance Officer position is available.Role OverviewThe successful candidate will be responsible for managing the company's legal and regulatory compliance.This includes drafting and reviewing agreements, ensuring compliance with relevant laws and regulations, and providing advice on legal matters.Key ResponsibilitiesLegal and...

Key ResponsibilitiesAdhere to laws, regulations and company policies during the system build process.Develop, implement and maintain compliance policies and procedures.Conduct training sessions for employees on compliance requirements and best practices.Presentation of compliance reports to senior management and regulatory bodies.Lead a team of compliance...

Job Overview">To support the compliance team in handling all aspects of compliance operations.The Senior Executive will manage internal and external correspondence with regulatory bodies, track and escalate regulatory communications, maintain lists of members, monitor alerts from financial intelligence units, and disseminate guidelines as applicable....

Job Description Department: Compliance Role & Responsibilities: The Compliance assistant assist the Head-Compliance/CCO in performing his/her compliance related responsibilities. He/ she shall primarily focus on compliance related activities. Monitoring compliance of the Bank's internal policies and fair practices codes Vetting/disseminating regulatory...

Candidates with CS qualification Must and LLB Preferred degree from Real estate commercial experience or REIT experience in managing Listed company compliance SEBI Compliance manageing multiple company subsidiaries should apply Ensure compliance with SEBI regulations SEBI LODR Listing Obligations and Disclosure Requirements Companies Act listing...

Job Title: Compliance OfficerJob Summary:We are seeking a detail-oriented and organized Compliance Officer to join our team.The successful candidate will be responsible for ensuring compliance with various laws and regulations, including the Companies Act, 2013.This is a fantastic opportunity for an individual who wants to work in a dynamic environment and...

Job Title: Compliance OfficerJob DescriptionThe role of a Compliance Officer is to ensure that all customer interactions are conducted in accordance with relevant laws, regulations and company policies. This involves performing customer due diligence checks, verifying customer information, conducting background checks on new clients, partners and vendors,...