Enhance Compliance Control

3 days ago

Shimoga, Karnataka, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000
Job Title

Transaction Monitoring/AML Analyst

Role Overview

Looking for resources with 3-5 years in KYC Sanctions Screening experience (overall exp not more than 7 years).

Candidates only from Bangalore location WFO EGL

Candidate will have to undergo training program in Bangalore office

Key Responsibilities

Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies *

Reviewing of individuals and business entities hit by high-risk scenarios

Identify potential sanctions screening matches, review to identify false positives

Carry out complex research/investigations to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines

Release or escalate potential matches accordingly as stipulated in the working instruction to the originating business unit and relevant compliance department

Analyze alerts to identify close match/exact match hits based on name/country/address combination

Analyze false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner

Analyze the rules that govern the automated systems of the watchlist, which identify any potential matches, understanding the business logic rules that create such matches

Good knowledge of regulatory practices in AML, OFAC and sanctions and local laws Good analytical and logical reasoning skills

Fully document all alerts, including supporting data, analysis as well as escalation or close recommendation rationale within the case management system in a timely manner and consistent with the firm's quality standards

Build relationships with AML Investigations units and effectively communicate and transfer information for case investigations

Collaborate with India and US colleagues to share processing and AML knowledge to enhance AML Investigation process flows

As requested, participate in special projects, quality improvement initiatives and other similar exercises

Requirements
  • Experience in compliance or related position
  • Familiarity with the firm's internal systems and processes or similar processes at other institutions
  • Self-starter, capable of working under minimum supervision
  • Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and develop well-reasoned recommendations
  • Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
  • Strong documentation skills to clearly articulate alert disposition
  • Adherence to controls and standard
Professional Background
  • Bachelor's Degree in Commerce, Computer Science or equivalent is preferred. Full-time master's degree/equivalent is an added bonus.

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