Lead Compliance Specialist

2 days ago

Shimoga, Karnataka, India beBeeKnowledge Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

The Global KYC Knowledge Manager role is a pivotal position in ensuring compliance with regulatory requirements and internal policies related to Know Your Customer (KYC) processes.

About the Job

We are seeking an experienced professional to fill this key position, responsible for providing expert guidance and support to the team, ensuring that all KYC activities are conducted efficiently and effectively, in line with the bank's standards and regulatory expectations.

  • This individual will be responsible for providing expert advice on KYC-related matters, including regulatory changes and best practices.
  • They will provide advisory support on high-risk and complex client KYC review cases.
  • The successful candidate will collate feedback for monthly QA reports from various stakeholders, discuss with KYC makers/checkers, and seek support from relevant stakeholders and present the final feedback to QA. They will conduct RCA from the QA & QC reports to identify error trends and knowledge gaps.
  • This person will support the implementation of global financial crime program requirements as they relate to KYC.
  • They will ensure compliance with regulatory requirements and industry best practices.
  • The manager will oversee necessary escalation to relevant stakeholders, serving as the primary contact for the KYC team in query resolution.
  • This individual will identify opportunities for process enhancements and implement changes to improve efficiency and effectiveness.
  • They will partner with onshore and offshore teams to drive consistent interpretation and application of KYC requirements.
  • This person will collaborate with regional KYC teams to ensure consistency in processes and procedures.
  • They will conduct training and knowledge-sharing sessions for team members to enhance their understanding of KYC processes and regulatory requirements.
  • This individual will develop training materials and resources to support ongoing education.
  • They will act as a liaison between the KYC team and other departments, providing updates and insights on KYC activities.
  • This person will engage with external stakeholders, including regulators and auditors, as required.
  • They will proactively identify potential risks and provide recommendations to mitigate identified risks.
  • This individual will ensure that KYC processes are aligned with the bank's risk management framework.
  • They will actively monitor regulatory changes in Singapore and advise stakeholders on implications.
  • This person will assist, track, monitor, and ensure all action points part of audit/compliance testing are completed on time, and no open items go into overdue.
  • They will design and build KYC training (refresher and new joiner) programs and frameworks within KYC.
  • This individual will actively ensure SG KYC Ecosystem is robust and all processes are governed by appropriate control processes.

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