
Operations Manager
2 days ago
The role of a Deputy Manager involves overseeing the implementation of membership compliance at an exchange, as well as providing support to a team in achieving a no-error work environment. This position is ideal for individuals who possess strong analytical and problem-solving skills.
Key Responsibilities:- Change in director's details:
- Process change in director applications according to Exchange/SEBI norms.
- Screen all applications related to change in director details, SHP/DPG, Directors, and Transfer of membership.
- Maintain accurate records, update control sheets, and follow up with members via mail and phone calls.
- Change in shareholding/DPG pattern/change in Constitution / Re-constitution of partnership firm:
- Scrutinise and process shareholding/DPG pattern constitution / Re-constitution of partnership firm.
- Keep accurate records, update control sheets, and follow up with members via mail and phone calls.
- Change in Name of member entity and Change in member office address:
- Process applications as per norms and update SEBI Portal.
- Process such applications without any errors within prescribed TAT. Update members name and address in CRM database as per members request, updation to other department.
- Closure of alerts in Trackwizz application, maintaining monthly database and MIS/collation of data for SEBI/Internal department
- Hold a CS/CA/MBA degree from a reputable institution/university.
- Possess 3-4 years of work experience in securities/Capital market, financial services, mutual funds, or insurance companies.
- Be proactive and result-oriented.
- Display analytical ability and attention to detail.
- Have good execution skills.
- Demonstrate strong communication skills.
- Share learning and develop/communicate best practice across various groups.
- Satisfy company and national regulatory standards.
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