Operations and Compliance Lead
3 weeks ago
Wealthy is a leading financial services company that requires an experienced Operations and Compliance Lead to oversee the smooth functioning of our mutual fund operations. The successful candidate will have a deep understanding of mutual fund operations and be able to identify areas for improvement.
The estimated salary for this position is approximately $90,000 - $125,000 per year, based on qualifications and experience.
About the Role:
- Responsible for ensuring that all operations are conducted in accordance with regulatory requirements and company policies.
- Develops and implements processes to improve operational efficiency and effectiveness.
- Collaborates with internal stakeholders to ensure seamless transaction processing.
- Identifies and mitigates risks associated with operations.
Responsibilities:
- Monitoring and maintaining regulatory compliance.
- Process improvement and enhancement.
- Internal stakeholder collaboration.
- Risk management.
Requirements:
- Strong analytical and problem-solving skills.
- Effective communication and leadership abilities.
- Experience in mutual fund operations and compliance.
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