Senior Compliance Officer

1 week ago

Vellore, Tamil Nadu, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Opportunity

MUFG Global Service Private Limited (MGS) is a 100% subsidiary of MUFG Bank Ltd, with offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre/Centre of Excellence to provide support services across various functions such as IT, KYC/AML, Credit, Operations etc. to MUFG Bank offices globally.

The EMEA Surveillance Department plays a vital role in safeguarding MUFG EMEA's assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies.

Main Responsibilities
  • Review and close electronic and audio communication alerts for the EMEA region
  • Analyze alerts generated from automated electronic communication surveillance systems to detect potential violations of MUFG policies and regulations
  • Perform audio surveillance by listening to voice communications of recorded MUFG employees to detect potential violations
  • Document rationales with accurate, complete, and organized written commentary for audit trail
  • Support compliance investigations, gather and analyze communication logs, trade data, and other relevant information to identify trends, patterns, and anomalies
  • Prepare quantitative and qualitative metrics to report surveillance results to Senior Management
Required Skills and Qualifications
  • Bachelor's degree with 8-10 years' experience in Financial Services or Banking Compliance
  • Good understanding of market abuse/conduct/compliance topics
  • Expertise in Microsoft Office Suite, including Excel, Access, PowerPoint, and Word

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