
Senior Compliance Professional
24 hours ago
Job Summary
- We are seeking a senior professional to provide strategic support to our compliance team in managing all matters related to regulatory operations.
Key Responsibilities:
- Manage inward and outward correspondences with regulatory bodies
- Track and escalate communication from regulatory bodies
- Maintain records of members' agreements/undertakings
- Monitor regulatory alerts and disseminate guidelines to members as applicable
- Organize and manage compliance initiatives
- Provide administrative support and assistance in high-impact initiatives
- Handle documentation of correspondence between Exchange and regulatory bodies
- Manage custody of agreements/undertakings
- Draft agendas for meetings
- Provide administrative support and assistance to the chief compliance officer
Requirements:
- Post Graduate from a reputable institution/university
- 6-8 years of relevant work experience
- Adequate knowledge of regulatory functions
- Administrative support skills
- Knowledge of regulatory ecosystems and operations
- Ability to grasp and interpret regulatory knowledge
- MS Excel and MS PowerPoint skills
- High attention to detail
- Process-driven approach
- High degree of integrity
- Responsiveness
- Effective communication and attentiveness
Benefits:
- Opportunity to work in a dynamic regulatory environment
- Chance to develop expertise in compliance and regulatory operations
- Collaborative work environment
- Professional growth and development opportunities
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