Senior Compliance Officer

Job DescriptionRole : Compliance Officer - AFC & Compliance TestingLocation : PuneExperience : 7 to 8 YearsQualification : CSJob Description :Perform AFC and Compliance reviews under the direction of the Americas Head of AFC and Compliance Testing to assess and review compliance with legal, regulatory, and internal firm policy requirements applicable to DWS...

Job Title: Employee Compliance Officer, VPAbout the RoleWe are seeking a highly skilled and experienced Employee Compliance Officer to join our team. This is an exciting opportunity for someone who wants to take on a leadership role and make a significant impact in the field of employee compliance.The successful candidate will have a strong background in...

Compliance Officer RoleYou will be responsible for overseeing regulatory adherence, process improvement, and stakeholder coordination. This role involves working across various domains like Banking Regulations, Fintech, Digital Payments, and compliance of several regulators governing the respective sectors.Key Responsibilities:Define and implement compliance...

Job Title: Data Compliance OfficerJob Summary:We are seeking a Data Compliance Officer to support our global privacy frameworks and provide hands-on guidance to stakeholders.About the Role:The successful candidate will be responsible for conducting risk assessments, providing training, and collaborating with the Chief Privacy Officer to ensure compliance...

Compliance Expert RoleWe are seeking a seasoned Compliance Expert to join our Implementation team. As an integral member, the responsibility of this role is to implement compliance systems for customers related to policy adherence, security requirements governance, and risk management.Key Responsibilities:Develop and participate in client initiatives to...

Key Responsibilities:Support an investment management firm in the APAC region by providing oversight of compliance functions for Local Business Units (LBUs).Ensure LBUs comply with Group/Regional Compliance Policies & Standards and industry best practices.Responsibilities include:LBU Oversight Responsibilities- Be a Relationship Manager and provide oversight...

Job DescriptionA senior leadership role is available to spearhead compliance content development and lead a team of experts. The successful candidate will have hands-on technical expertise combined with strategic leadership skills, driving the research, development, and delivery of enterprise-grade compliance benchmarks and automation solutions.The ideal...

Job DescriptionWe are seeking a seasoned Legal Manager to oversee our legal and regulatory affairs. This is an exceptional opportunity for a talented professional to drive strategic initiatives and ensure compliance with relevant laws and regulations.The successful candidate will be responsible for advising, drafting, reviewing, negotiating, and closing...

Job Summary:We are seeking a highly skilled compliance professional to fill this key role. As a core member of our organization, you will be responsible for ensuring adherence to regulatory guidelines and promoting a culture of compliance throughout the company.The ideal candidate will have a strong understanding of RBI and SEBI regulations, as well as...

Seeking Secretary TraineeJob Details:This role involves working with a team to ensure all legal and administrative requirements are met.Main Responsibilities:Secretarial compliances for allocated companies, preparing and filing ROC/MCA forms, drafting board resolutions, notices, and meeting minutes.Support in compliance checks, audits, and legal research,...