
Senior Compliance Specialist
24 hours ago
Job Summary:
We are seeking a highly skilled compliance professional to fill this key role. As a core member of our organization, you will be responsible for ensuring adherence to regulatory guidelines and promoting a culture of compliance throughout the company.
The ideal candidate will have a strong understanding of RBI and SEBI regulations, as well as experience in risk management and legal matters. They will also possess excellent communication, analytical, and stakeholder management skills.
Key Responsibilities:- Regulatory Monitoring & Implementation:
- Continuously track and evaluate regulatory updates relevant to the organization.
- Assess the impact of regulatory changes on policies and business processes.
- Disseminate updates to senior management and ensure timely implementation.
- Compliance Advisory & Governance:
- Ensure strict adherence to RBI and SEBI guidelines.
- Provide compliance advisory to business teams on loan proposals and related matters.
- Present compliance updates and key issues to the Board and board committees.
- Reporting & Communication:
- Prepare and submit periodic returns to RBI and other regulators.
- Act as the single point of contact for regulatory queries and clarifications.
- Coordinate with group entities to share compliance updates and submit data.
- Testing & Review:
- Develop and implement the annual compliance testing plan.
- Report significant compliance lapses to the Audit Committee and senior leadership.
- Conduct regular compliance reviews and test internal controls across departments.
- Audit & Inspection Management:
- Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews.
- Ensure audit readiness, effective participation, and timely closure of audit findings.
- Legal:
- Handle legal matters including contracts, compliance, litigation, and regulatory affairs.
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