Regulatory Oversight Specialist

Job Title: Senior Compliance ManagerAbout this RoleWe are seeking a seasoned professional to lead our compliance efforts, ensuring all mutual fund schemes meet regulatory requirements.This is a critical position that requires strong analytical skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

Job Title:Global Regulatory SpecialistWe are seeking a skilled Global Regulatory Specialist to support end-to-end submissions for global markets.Develop regulatory strategies and conduct evaluations of post-approval CMC changes considering ICH and country-specific guidelines.Compile and manage submission workflows using Veeva Vault RIM, tracking queries and...

Regulatory Technology SpecialistWe are seeking experienced professionals to support the development and deployment of an AI-driven Regulatory Horizon Scanning solution. This project focuses on leveraging Artificial Intelligence (AI), Natural Language Processing (NLP), and advanced analytics to automatically monitor, interpret, and analyse regulatory updates...

Job Title: Regulatory Compliance Specialist">The role requires a strong understanding of regulatory frameworks and compliance regulations.Proficiency in risk management, legal matters, and audit procedures is also necessary.A key aspect of the job includes tracking regulatory updates and disseminating information to senior management for timely...

Senior Compliance Specialist Job DescriptionThe role of Senior Compliance Specialist is a critical component in ensuring the trading activities and internal practices comply with regulatory standards and internal policies.The successful candidate will be responsible for conducting thorough reviews of employee trading activities, ensuring strict adherence to...

Job Overview:We are seeking a highly skilled Senior Regulatory Reporting Specialist to join our treasury team.This is an exciting opportunity for a professional who is passionate about regulatory reporting, data analysis and system optimization.The ideal candidate will have a strong background in APRA / Basel 3 credit risk calculation, reporting processes...

Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs professional to support global submissions.Key Responsibilities:Prepare variation documents and evaluate post-approval changes in compliance with regulatory requirements.Contribute to Lifecycle Management activities by compiling and reviewing CTD dossier modules.Compile initial...

Business Compliance ProfessionalThis role focuses on ensuring compliance with relevant laws and regulations, facilitating company registrations and renewals. The ideal candidate will have a strong understanding of Indian corporate laws and regulatory requirements.Responsibilities:Manage the incorporation process for companies, obtaining necessary approvals...

Job DescriptionMaintain regulatory compliance by ensuring timely and accurate submissions to the portal.Periodically upload regulatory submissions in accordance with relevant stakeholders.Aware of the process of submission, which includes new business, schedules, SP, complaints, financial statements, and compliance certificates as applicable.Track, align,...

Job OverviewThis position requires a seasoned professional with expertise in regulatory compliance and stakeholder management.The ideal candidate will possess 3+ years of experience in a similar role, coupled with knowledge of IFSCA, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and KYC requirements.Ensure adherence to...