Regulatory Compliance Specialist

Job Title: Regulatory Compliance Specialist">The role requires a strong understanding of regulatory frameworks and compliance regulations.Proficiency in risk management, legal matters, and audit procedures is also necessary.A key aspect of the job includes tracking regulatory updates and disseminating information to senior management for timely...

Job DescriptionMaintain regulatory compliance by ensuring timely and accurate submissions to the portal.Periodically upload regulatory submissions in accordance with relevant stakeholders.Aware of the process of submission, which includes new business, schedules, SP, complaints, financial statements, and compliance certificates as applicable.Track, align,...

Job Title: Regulatory Oversight SpecialistWe are seeking a highly skilled professional to join our team as a Regulatory Oversight Specialist. In this role, you will be responsible for ensuring compliance with regulatory requirements and overseeing supervisory activities across regions.

Compliance Officer RoleThe Compliance Officer will be responsible for ensuring adherence to regulatory requirements and industry standards. This includes disseminating relevant circulars and notifications issued by regulators on a daily basis.Perform action point monitoring as applicable, tracking the implementation and adherence of circulars.Settle client...

Job Title:Global Regulatory SpecialistWe are seeking a skilled Global Regulatory Specialist to support end-to-end submissions for global markets.Develop regulatory strategies and conduct evaluations of post-approval CMC changes considering ICH and country-specific guidelines.Compile and manage submission workflows using Veeva Vault RIM, tracking queries and...

Senior Compliance Specialist Job DescriptionThe role of Senior Compliance Specialist is a critical component in ensuring the trading activities and internal practices comply with regulatory standards and internal policies.The successful candidate will be responsible for conducting thorough reviews of employee trading activities, ensuring strict adherence to...

Regulatory Technology SpecialistWe are seeking experienced professionals to support the development and deployment of an AI-driven Regulatory Horizon Scanning solution. This project focuses on leveraging Artificial Intelligence (AI), Natural Language Processing (NLP), and advanced analytics to automatically monitor, interpret, and analyse regulatory updates...

Job Title: Senior Compliance ManagerAbout this RoleWe are seeking a seasoned professional to lead our compliance efforts, ensuring all mutual fund schemes meet regulatory requirements.This is a critical position that requires strong analytical skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

Business Compliance ProfessionalThis role focuses on ensuring compliance with relevant laws and regulations, facilitating company registrations and renewals. The ideal candidate will have a strong understanding of Indian corporate laws and regulatory requirements.Responsibilities:Manage the incorporation process for companies, obtaining necessary approvals...

Job OverviewThe key role of the Compliance Manager is to guarantee adherence to regulatory and statutory requirements. This involves timely submission of returns to relevant authorities.Main Responsibilities:Carry out Anti-Money Laundering (AML) transaction monitoring and review Risk Categorization of customersSupport compliance review and monitoring of...