Head of Regulatory Affairs

4 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,00,00,000 - ₹ 2,15,00,000
Senior Manager/Chief Manager Compliance Role

We are seeking an experienced Senior Manager/Chief Manager to lead our compliance efforts in the Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) sectors.

The successful candidate will have extensive experience in securities market activities, financial products, and regulatory compliance. They will be responsible for ensuring that our clients are fully compliant with SEBI regulations.

Key Responsibilities:

  • Coordinate with clients to ensure SEBI AIF/PMS compliances.
  • Resolve regulatory queries from clients.
  • Co-ordinate during Inspection/Audit.
  • Assist in group-level restructuring projects.
  • Ensure regulatory compliances for the company.

Requirements:

  • 3-10 years of experience in compliance management in AIF/PMS/Fixed Income/SEBI.
  • Excellent verbal and written communication skills.

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