Compliance Strategist

2 days ago


Lucknow, Uttar Pradesh, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000
Compliance Expertise Sought

Objective:

We are seeking an accomplished Compliance Manager to lead our compliance strategy in Lucknow, India.

Key Responsibilities:

  • Ensure adherence to SEBI, IFSCA, and RBI regulations, encompassing AIF, PMS, and Fixed Income guidelines.
  • Manage secretarial records, statutory books, and registers, as well as oversee internal and external audits.
  • Respond to regulatory and audit queries as the primary point of contact.
  • Develop, review, and negotiate contracts, non-disclosure agreements, and other legal documents.
  • Conduct compliance training for employees and provide solutions to mitigate business risks.

Requirements:

The ideal candidate will possess a deep understanding of compliance laws and regulations in India and exceptional communication skills.

Benefits:

This role offers the opportunity to work on challenging projects and contribute to the growth of our organization.

Additional Information:

Applicants must have relevant work experience and be familiar with Indian regulations.



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