Compliance Testing Leader

2 weeks ago

Gurgaon, Haryana, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Compliance Testing Lead

The Compliance Testing Lead plays a key role in the success of our Asia Compliance Monitoring and Testing program. This critical function is an essential element of our Regulatory Compliance Management framework, providing insight into the effectiveness of our organization's control environment.

This role will execute testing of controls specific to regulatory risks faced by our Asia business units as well as develop and implement enhancements related to test planning, execution, reporting, and use of data and technology. As a compliance professional with strong testing and auditing skills, you will gain exposure to all business products, operations, and distribution channels across our Asia business.

Key Responsibilities:
- Execute testing of controls specific to regulatory risks faced by our Asia business units
- Develop and implement enhancements related to test planning, execution, reporting, and use of data and technology
- Collaborate with leaders and subject matter experts across the first and second lines of defense

Requirements:
  • A minimum of 5-8 years of experience in operational business controls testing or internal auditing, including regulatory compliance within the financial services insurance sector.
  • Firm working knowledge of audit procedures, planning, and test sampling methods.
  • An ability to gather and analyze facts in order to prepare and present concise findings.
  • A recognized professional accounting designation or compliance certifications, such as CPA, CA, CIA, CAMS, CIPM, CIPP, CFE, etc.
  • Ability to translate legislation and regulations into business impacts, compliance elements, and regulatory risks.
  • Knowledge of regulatory requirements and securities laws applicable to financial institutions is preferred.

Benefits:
- Opportunity to work on a critical function that drives compliance excellence
- Exposure to all business products, operations, and distribution channels across our Asia business
- Collaborative and dynamic team environment

About Us:
We are a leading global financial institution dedicated to helping individuals and families achieve their financial goals. Our culture values diversity, inclusion, and collaboration, and we offer competitive compensation and benefits packages to our employees.

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