Senior Governance and Compliance Executive

6 days ago


Mangalore, Karnataka, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,50,00,000
Compliance Specialist Job Description:

The Compliance Manager role involves ensuring adherence to regulatory requirements and industry standards.

  • Understanding of peak margin, quarterly settlement, MTF, and CUSIP processes to address queries/alerts from the exchange.
  • Audit management for NSE and BSE mandates.
  • Implementing regulatory circulars and following up with stakeholders to ensure compliance.
  • Creation and dissemination of Compliance calendars to respective stakeholders and timely submission.
  • Handling on-site and off-site inspections by SEBI and stock exchanges.
  • Overseeing new product launches and assisting in building new products and processes.
  • Maintaining governance dashboards and discussing results with management.
  • Liaising with internal teams and external partners.


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