
Senior Compliance Officer
2 days ago
Compliance Manager Job Description
This role involves ensuring regulatory compliance and implementing policies that meet internal standards.
The job requires a strong understanding of regulations and laws related to AIF, PMS, and Fixed Income. The individual must be able to develop and implement effective compliance programs and provide training to employees.
The ideal candidate will have a minimum of 3 years of experience in a similar role and possess excellent communication and interpersonal skills. They should be able to work in a fast-paced environment and make sound decisions with minimal supervision.
Responsibilities:
- Conduct regular audits to ensure compliance with regulations and internal policies.
- Develop and implement compliance training programs for employees.
- Liaise with regulatory bodies and authorities as required.
- Provide legal solutions to mitigate risk involved in business transactions.
Requirements:
- Minimum 3 years of experience in a similar role.
- Strong understanding of IFSCA, SEZ, SEBI AIF, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and KYC requirements.
- Excellent communication and interpersonal skills.
- Ability to work in a fast-paced environment.
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