Corporate Governance Advisor

13 hours ago


India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

we are currently looking for a Senior Compliance Expert with 5+ years of experience in Compliance - Code of Ethics. This role requires someone with excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics. The ideal candidate will have an understanding of financial products and compliance best practices. Key Responsibilities:

Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with both external and internal compliance protocols. Enforce a robust trade preclearance process, meticulously reviewing and approving employee trade requests prior to execution to ensure alignment with regulatory guidelines and the firm's internal trading policies.

Shift Timings: 2;00 PM IST to 11:00 PM IST and 6:00 PM IST to 3:00 AM IST
Job Title: Senior Compliance Analyst/ Team Lead/AM/Manager
Location: Remote

Job Overview:

We are seeking a highly skilled and proactive Senior Compliance Specialist to join our team. The successful candidate will play a critical role in ensuring that the firm's trading activities and internal practices comply with regulatory standards and internal policies. The ideal candidate will have excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics.



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