Senior Associate, Enterprise Wide Function Compliance

1 month ago


Pune, Maharashtra, India BNY Full time
Job Title: Senior Associate, Enterprise Wide Function Compliance

At BNY, we're committed to empowering our employees to grow and succeed in a dynamic and inclusive work environment. As a leading global financial services company, we touch nearly 20% of the world's investible assets, and our 50,000+ employees bring their unique perspectives to create innovative solutions for our clients.

We're seeking a highly skilled and motivated Senior Associate to join our Enterprise Wide Functions Compliance team in Pune, MH. This role will play a critical part in identifying, analyzing, and minimizing risks related to Compliance and regulatory change, while also providing expert advice and guidance to our business teams.

Key Responsibilities:
  • Identify and analyze areas of risk related to Compliance and regulatory change, and develop strategies to mitigate these risks.
  • Provide expert advice and guidance to our business teams on Compliance policies and procedures.
  • Support the management of incident and suspicious activity reporting processes, and ensure timely escalation of issues.
  • Contribute to the development and implementation of procedures to meet existing and upcoming regulatory requirements.
  • Deliver targeted training on high-risk compliance topics to increase awareness and culture of compliance.
Requirements:
  • Good understanding of Financial Services Industry regulators and regulations in US, European, and other regions.
  • Excellent verbal and written communication skills in English, with the ability to understand Compliance policies and procedures.
  • 3-5 years of total work experience, preferably in Financial Services, Audit, Compliance, or Technology.
  • Experience with working with large data sets and strong Excel skills.
What We Offer:

BNY offers highly competitive compensation, benefits, and wellbeing programs, as well as access to flexible global resources and tools to support your life's journey. We're committed to creating a culture of excellence and inclusion, and we're proud to be recognized as a top home for innovators and for creating an inclusive workplace.

We're an Equal Employment Opportunity/Affirmative Action Employer, and we welcome applications from underrepresented racial and ethnic groups, females, individuals with disabilities, and protected veterans.



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