Compliance Associate

4 weeks ago


Pune, Maharashtra, India BNY Full time
Job Title: Compliance Associate

We are seeking a highly skilled Compliance Associate to join our team at BNY. As a Compliance Associate, you will be responsible for ensuring that our company's compliance operations are running smoothly and efficiently.

Key Responsibilities:

  • Review and analyze emails and marketing materials for compliance with company policies and regulations.
  • Perform system functional activities to ensure accurate and timely data entry.
  • Develop and maintain MIS reports to track compliance metrics.
  • Collaborate with the Compliance team to identify and mitigate compliance risks.

Requirements:

  • 4-6 years of experience in compliance operations or a related field.
  • Active FINRA Series 7/ Series 24 license preferred.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.

About BNY:

BNY is a leading global financial services company that empowers its employees to grow and succeed. We are committed to creating a culture of excellence and innovation, and we are seeking talented individuals like you to join our team.

Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs that support your health, financial goals, and personal resilience. We are an Equal Employment Opportunity/Affirmative Action Employer and welcome applications from diverse candidates.


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