Senior Associate, Enterprise Regulatory

1 month ago


Pune, Maharashtra, India BNY Full time
Senior Associate, Enterprise Regulatory

BNY is seeking a highly skilled Senior Associate, Enterprise Regulatory to join our RCAT Compliance Testing team (Americas). This role is located in Pune, MH / Chennai, TN – HYBRID.

As a Senior Associate, Enterprise Regulatory, you will be responsible for supporting Compliance Testing Manager for scoping and execution of the Annual Compliance Testing program. You will contribute to the timely execution of Americas Compliance Testing reviews of business activities in accordance with Global Compliance Testing Manual methodology, ensuring adherence to Americas Laws, Rules and Regulations, Corporate and Business Line Policies and Procedures applicable to the BNY businesses, products and services.

You will also support in tracking and completing outstanding Compliance Testing actions, participate and contribute to Compliance, Compliance Testing and business meetings, and represent Compliance Testing at meetings with the Businesses under review and/or Business Compliance Officers.

To be successful in this role, you will need to have a strong knowledge of the financial services regulatory environment, excellent knowledge of Computer and MS Office (Word, Excel & PowerPoint), and good report writing and presentation skills.

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.



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