Regulatory Oversight Associate

4 weeks ago

Pune, Maharashtra, India BNY Full time

Role Overview

We are seeking a highly skilled Regulatory Oversight Associate to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in Pune, Maharashtra - HYBRID.

The successful candidate will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager – Reg Oversight Management (based in Pune) and will be part of a wider team across London, Manchester, and Pune.

Key Responsibilities

  • Contribute to and manage completeness/ accuracy/ maintenance and sample testing within the Asset Safety Risk and Control frameworks as appropriate.
  • Maintain and improve metrics, dashboards, and Management Information (MI) reports to the stakeholders and add value.
  • Tracks and reports on results and outcomes for the assigned assessments and works with business and control owners to respond and review reports, MI, or other information.
  • Contribute to ongoing enhancement to the quality assurance and testing framework against policy and certain regulatory obligations globally.
  • Escalation of all risks relating to client asset safety with tailored management information to ensure that key messages/issues are communicated effectively. Be proactive in escalating any issues with manager.
  • Perform and enhance where necessary oversight duties in relation to both CASS and Global Asset safety risk and control.

Requirements

  • 4+ years of experience in financial services. Demonstrable team player and handling work pressure qualities.
  • Strong knowledge of and experience working in Risk & Control domain and in Quality Assurance team.
  • Experience in Risk Assessments / Control Assessment – Test of Design and Operating Effectiveness / Asset Safety regulation(s) such as CASS preferred.
  • Articulate both on paper and verbally. Prior exposure to presenting assessment information to management.
  • Proficient in management and interpretation of complex databases.
  • Experienced in enterprise level reporting, Outlook, Word, PowerPoint, Excel, Project.

About BNY

BNY is a leading global financial services company at the center of the world's financial system. We touch nearly 20% of the world's investible assets. Our culture empowers you to grow and succeed, and we are committed to creating an inclusive workplace.

We offer highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

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