Regulatory Compliance Specialist

2 days ago


Mumbai, Maharashtra, India Yes Bank Limited Full time
Job Description

The role of a Regulatory Reporting Analyst at Yes Bank Limited is crucial for ensuring compliance with RBI guidelines and regulations.

Key responsibilities include:

  • Preparation and Submission of Regulatory Reports: The candidate will be responsible for preparing and submitting regulatory reports such as Form A, LCR, ALO, ROP, ROR, and others.
  • Automation of Regulatory Processes: The analyst will support the automation of regulatory reporting processes to ensure timely and accurate submission.
  • Data Sharing with Internal Teams: The candidate will share required data with internal teams like Market Risk, Financial Reporting, and CAD.
  • RBI Requirements: The analyst will assist in preparing data for RBI's ad hoc requirements.
  • Compliance Management: The candidate will manage quarterly audits and ensure compliance with regulations.
  • Staying Updated on Regulations: The analyst will stay updated on RBI guidelines related to BASEL III, capital adequacy, and ALM norms.

This role requires a deep understanding of banking regulations and a strong analytical skill set to effectively manage regulatory reporting tasks.



  • Mumbai, Maharashtra, India HDFC securities Full time

    Job Title: Regulatory Compliance SpecialistRole / Grade: Assistant Manager/ Deputy ManagerLocation: MumbaiCompany Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse range...


  • Mumbai, Maharashtra, India HDFC securities Full time

    Job Title: Regulatory Compliance Specialist Role / Grade: Assistant Manager/ Deputy Manager Location: Mumbai Company Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse...


  • Navi Mumbai, Maharashtra, India ICICIDirect Full time

    Company Overview:ICICIDirect is a leading financial services provider, dedicated to delivering exceptional investment solutions to our clients.We are seeking a highly skilled Regulatory Compliance Specialist to join our team.


  • Mumbai, Maharashtra, India TD SYNNEX Full time

    Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...


  • Mumbai, Maharashtra, India Tech Data Advanced Private Limited Full time

    Job Purpose: The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that...


  • Mumbai, Maharashtra, India Tata Consultancy Services Full time

    Job Description:Tata Consultancy Services is seeking a skilled Regulatory Affairs Specialist to join our team. As a regulatory affairs specialist, you will be responsible for ensuring compliance with regulatory requirements and guidelines.About the Role:The ideal candidate will have a minimum of 5-8 years of experience in regulatory affairs, with a focus on...


  • Mumbai, Maharashtra, India Client of Talent Leads HR Solutions Pvt Ltd Full time

    DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...


  • Mumbai, Maharashtra, India Client of Talent Leads HR Solutions Pvt Ltd Full time

    DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...


  • Mumbai, Maharashtra, India Client of Talent Leads HR Solutions Pvt Ltd Full time

    DGM/ Senior Manager– Compliance and Regulatory (Projects)Experience: 15+ years in compliance and regulatory management within the renewable energy sectorReporting To: Projects HeadKey Responsibilities:Approvals and Clearances:Manage and secure all necessary approvals from state and central authorities, including: DISCOMs, Transcos, CEIG, PTCC, Section...


  • Mumbai, Maharashtra, India Godrej Consumer Products Limited Full time

    At Godrej Consumer Products Limited, we are committed to delivering high-quality products that meet the regulatory requirements of our target markets. We are seeking a highly skilled Regulatory Compliance Specialist to join our team in ensuring that our OTC/FMCG products comply with international standards for export.About the RoleThe successful candidate...


  • Mumbai, Maharashtra, India EISEN CONSULTANCIES LIMITED Full time

    Investment Opportunities:Eisen Consultancies Limited offers a unique gateway for foreign institutional investors to access India's emerging economy.Our team identifies strategic opportunities over a horizon of 3 to 5 years, providing clients with tailored solutions to achieve their investment goals.Regulatory Compliance:The AIF CAT III Compliance Officer...


  • Mumbai, Maharashtra, India Client of Talent Leads HR Solutions Pvt Ltd Full time

    DGM/ Senior Manager– Compliance and Regulatory (Projects) Experience: 15+ years in compliance and regulatory management within the renewable energy sector Reporting To: Projects Head Key Responsibilities: Approvals and Clearances: Manage and secure all necessary approvals from state and central authorities, including:  DISCOMs, Transcos, CEIG, PTCC,...


  • Mumbai, Maharashtra, India BHIVE Workspace Full time

    About the Role As a Compliance Specialist at BHIVE Group, you will play a pivotal role in enhancing our compliance framework to support future debt and equity listings. This involves ensuring adherence to applicable SEBI regulations, Companies Act, listing guidelines, and industry standards. Main Responsibilities:Regulatory ComplianceEvaluate and ensure...


  • Mumbai, Maharashtra, India Inventia Healthcare Limited Full time

    Role SummaryInventia Healthcare Limited is seeking an accomplished Deputy Manager Regulatory Affairs to spearhead the development and submission of regulatory dossiers globally. This role offers a unique opportunity to make a significant impact on our company's regulatory strategy and contribute to the success of our products. Main Responsibilities:Develop...


  • Mumbai, Maharashtra, India Tesla Full time

    Compliance Specialist Job Summary: Tesla is seeking a Global Compliance Specialist to join our team. In this role, you will be responsible for developing and implementing compliance measures to assess potential risks and ensure adherence to regulatory requirements. You will also provide expert advice on general legal, regulatory, and compliance matters...


  • Mumbai, Maharashtra, India Roche Full time

    Roche is committed to fostering a culture of integrity and driving compliance risk and opportunity management. We are seeking a Legal and Regulatory Specialist to join our team in India.Key ResponsibilitiesManage legal and compliance matters for an assigned business area of Roche Diagnostics in India.Provide legal services to in-house clients and act as a...


  • Mumbai, Maharashtra, India Virtuous Advisors & Resources Private Ltd (Virtuous Resources) Full time

    Virtuous Advisors & Resources Private Ltd (Virtuous Resources) requires an IT Compliance Specialist to lead the organization's Governance, Risk and Compliance (GRC) efforts.This role involves ensuring compliance with regulatory requirements, maintaining ISO certifications for Business Continuity Planning (BCP) and information and Cyber security, and...


  • Mumbai, Maharashtra, India Procter & Gamble Full time

    The Role:As a Regulatory Compliance Manager, you will be responsible for developing and executing regulatory strategies to ensure compliance with applicable regulations for registered products and sites. You will work in collaboration with multi-functional teams to drive timely delivery of assigned tasks.Key Responsibilities:Develop and implement regulatory...


  • Mumbai, Maharashtra, India LabelBlind️ Full time

    Position:  Nutraceutical Regulatory Specialist - Mumbai Candidates Only Company:  LabelBlind Solutions Pvt. Ltd. Location : Mumbai only Hybrid working  (Office & Remote) LabelBlind Solutions Pvt. Ltd. is India's 1st Digital Food Labeling Company , leading innovation in regulatory labelling compliance for Indian and Export Markets. We are seeking an...


  • Mumbai, Maharashtra, India LabelBlind️ Full time

    Position:  Nutraceutical Regulatory Specialist - Mumbai Candidates Only Company:  LabelBlind Solutions Pvt. Ltd. Location : Mumbai only Hybrid working  (Office & Remote) LabelBlind Solutions Pvt. Ltd. is India's 1st Digital Food Labeling Company , leading innovation in regulatory labelling compliance for Indian and Export Markets. We are seeking an...