AIF Regulatory Compliance Specialist

Job Summary: We are seeking an experienced Compliance Associate to join our team at 1 Finance. The successful candidate will be responsible for ensuring compliance with corporate laws and regulations, drafting and filing statutory documents, and supporting regulatory requirements.Key Responsibilities:Prepare and file regulatory reports, ensuring accuracy and...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address: A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website: BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in investment relationship with entire...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address : A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website : BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in investment relationship...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address: A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website: http://eisenconsultancies.in/Company BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in...

Key Roles & Responsibilities Compliance: SEBI reporting for AIFs (alternative investment funds), VCFs (venture capital funds) and Portfolio Manager (PMS) All applicable compliances under AIF Regulations and PPM of AIFs/VCFs SEBI compliances for Portfolio Management Services (PMS) RBI Compliances such as: InVi reporting, FC-TRS reporting and FLA...

Company Overview:Eisen Consultancies Limited is a trust-driven investment relationship firm that specializes in providing comprehensive services to investors, including fund raising, corporate restructuring, and financial reengineering.The company focuses on establishing strategic partnerships with global qualified investors and domestic institutional...

Role & responsibilities:1. Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.2. Liasoning and coordinating...

Job Title: Regulatory Compliance SpecialistRole / Grade: Assistant Manager/ Deputy ManagerLocation: MumbaiCompany Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse range...

Job Title: Regulatory Compliance Specialist Role / Grade: Assistant Manager/ Deputy Manager Location: Mumbai Company Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Key Responsibilities: Co-ordinating with various service providers such as Bankers, Custodian, Fund Accountant, Registrar and Transfer Agents • Managing the operational aspects of investment activities for AIF like Trades processing & settlement, Portfolio valuation, NAV computation, monitoring corporate action, reconciliation. • Managing the AIF...

Job DescriptionAs a Regulatory Compliance Specialist at Interactive Brokers, you will play a crucial role in ensuring the company's activities align with all pertinent legal and regulatory requirements. You will be responsible for interacting with various departments to meet deadlines, reviewing and verifying transactions to prevent money laundering, and...

Why Join Us:As a Fund Accounting Specialist at Nuvama Asset Services, you will have the opportunity to work with a talented team of professionals who are dedicated to providing exceptional service to our clients.Key Qualifications:Operational knowledge of fund accounting, PMS, AIF, or hedge fundsCALCULATION OF NET ASSET VALUE (NAV) USING SERIES/EQUALISATION...

Join Nuvama Group as a Compliance and Regulatory Specialist where you will play a pivotal role in ensuring seamless investor grievance resolution and regulatory compliance. In this dynamic position, you will be responsible for handling regulatory investor grievances, maintaining databases, coordinating with CXO teams, and filing ATRs within stipulated...

Key Responsibilities:- Regulatory Monitoring: Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting PMS, AIF, and IA.- Compliance Reporting: Prepare and submit regular compliance reports and disclosures as required by regulatory authorities.- Documentation Management: Maintain and organize...

Job DescriptionManagerial Responsibilities-Ensuring proper follow of onboarding process, Audit HandlingConnect with stakeholders for improvement of PMS/AIF Onboarding processFunctional ResponsibilitiesHandling client documentation as per checklist to ensure smooth onboarding of AIF & PMSGetting client accounts activated by timely co-ordination with all...

At Recro, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our IT Advisory group, you will be responsible for assessing and evaluating IT systems, identifying potential risks, and developing strategies to mitigate them.The ideal candidate will have extensive experience in conducting regulatory assessments...

Job Purpose:   The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...

Job Purpose: The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that...

Job Description:Tata Consultancy Services is seeking a skilled Regulatory Affairs Specialist to join our team. As a regulatory affairs specialist, you will be responsible for ensuring compliance with regulatory requirements and guidelines.About the Role:The ideal candidate will have a minimum of 5-8 years of experience in regulatory affairs, with a focus on...