Compliance – NBFC/PMS/AIF

Role & responsibilities:1. Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc.2. Liasoning and coordinating...

Job DescriptionManagerial Responsibilities-Ensuring proper follow of onboarding process, Audit HandlingConnect with stakeholders for improvement of PMS/AIF Onboarding processFunctional ResponsibilitiesHandling client documentation as per checklist to ensure smooth onboarding of AIF & PMSGetting client accounts activated by timely co-ordination with all...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...

Why Join Us:As a Fund Accounting Specialist at Nuvama Asset Services, you will have the opportunity to work with a talented team of professionals who are dedicated to providing exceptional service to our clients.Key Qualifications:Operational knowledge of fund accounting, PMS, AIF, or hedge fundsCALCULATION OF NET ASSET VALUE (NAV) USING SERIES/EQUALISATION...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address: A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website: BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in investment relationship with entire...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address : A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website : BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in investment relationship...

Designation: Compliance Officer AIFExperience: 3 years to 5 yearsCompany Name : Eisen Consultancies Ltd.Address: A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.Website: http://eisenconsultancies.in/Company BriefEisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in...

Job Title: Client Onboarding CoordinatorNuvama Asset Services invites applications for the position of Client Onboarding Coordinator. This is a unique opportunity to join our dynamic team and contribute to the success of our organization.**Key Responsibilities:**Handling client documentation as per checklist to ensure smooth onboarding of AIF & PMS.Getting...

Company Overview:Eisen Consultancies Limited is a trust-driven investment relationship firm that specializes in providing comprehensive services to investors, including fund raising, corporate restructuring, and financial reengineering.The company focuses on establishing strategic partnerships with global qualified investors and domestic institutional...

Key Responsibilities: Co-ordinating with various service providers such as Bankers, Custodian, Fund Accountant, Registrar and Transfer Agents • Managing the operational aspects of investment activities for AIF like Trades processing & settlement, Portfolio valuation, NAV computation, monitoring corporate action, reconciliation. • Managing the AIF...

Position Name - AIF Fund Operation ManagerLocation - Powai - MumbaiExperience Range - 2 yearsMandatory Requirement Strong understanding of AIF regulations PMS guidelines and SEBI compliance Proficiency in handling investor onboarding KYC and operational workflows Experience in liaising with custodians RTAs and consultants Excellent communication ...

Job DescriptionPosition Name - AIF Fund Operation ManagerLocation - Powai - MumbaiExperience Range - 2+ yearsMandatory Requirement:- Strong understanding of AIF regulations, PMS guidelines, and SEBI compliance.- Proficiency in handling investor onboarding, KYC, and operational workflows.- Experience in liaising with custodians, RTAs, and consultants.-...

Key Responsibilities:- Regulatory Monitoring: Stay updated on relevant laws, regulations, and guidelines from SEBI and other regulatory bodies affecting PMS, AIF, and IA.- Compliance Reporting: Prepare and submit regular compliance reports and disclosures as required by regulatory authorities.- Documentation Management: Maintain and organize...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

Compliance Officer For SEBI Regulated Business the Company: Alpha Alternatives is a multi-asset class alternatives asset management platform based out of India Singapore & Dubai, with over 20000 crores of assets under management, and deep focus on alpha generation. We are passionate about finding alternative investment opportunities that can deliver...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

Company OverviewRockstud Capital is a leading alternative asset manager advising and managing funds across SEBI registered schemes, including CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). With a customer-first approach, we focus on supporting early-stage startups and investing in mid and small-cap...

Job DescriptionCompany OverviewRockstud Capital is a leading alternative asset manager advising and managing funds across SEBI registered schemes, including CAT-II Venture Capital Hybrid AIF fund, CAT I AIF Angel Fund, and Portfolio Management Services (PMS). With a customer-first approach, we focus on supporting early-stage startups and investing in mid and...

Investment Opportunities:Eisen Consultancies Limited offers a unique gateway for foreign institutional investors to access India's emerging economy.Our team identifies strategic opportunities over a horizon of 3 to 5 years, providing clients with tailored solutions to achieve their investment goals.Regulatory Compliance:The AIF CAT III Compliance Officer...

Job Summary:We are seeking an experienced Fund Accounting Specialist to join our team. The successful candidate will have operational knowledge of fund accounting, PMS, AIF, or hedge funds and be able to perform tasks such as NAV calculation, order generation, and trade processing.Key Responsibilities:Operational knowledge of fund accounting, PMS, AIF, or...