Compliance Officer – Financial Services

About Us: Kotak Mahindra Bank is a leading financial institution that provides a wide range of services to its customers. Our goal is to provide innovative solutions that meet the evolving needs of our customers.**Job Summary:** We are seeking an experienced professional to join our internal audit team as a Financial Services Compliance Officer. In this...

- We are seeking a Compliance Manager for our Powai office to ensure adherence to regulatory frameworks, specifically those mandated by RBI for NBFCs.- The ideal candidate will play a key role in ensuring compliance with various financial regulations, overseeing policy frameworks, and coordinating with regulatory authorities.Roles and Responsibilities-...

- We are seeking a Compliance Manager for our Powai office to ensure adherence to regulatory frameworks, specifically those mandated by RBI for NBFCs.- The ideal candidate will play a key role in ensuring compliance with various financial regulations, overseeing policy frameworks, and coordinating with regulatory authorities.Roles and Responsibilities-...

We are hiring for Senior Manager - Product role for Mumbai (Andheri-Marol) location.Job Purpose- Working with all stakeholders for Education Loan business across Wealth Management. Data Analysis, MIS, Power Point Presentation. Coordination with Insurers and Vertical Product Managers to manage, lead and get the requirements on the distributions of products to...

We are hiring for Senior Manager - Product role for Mumbai (Andheri-Marol) location.Job Purpose- Working with all stakeholders for Education Loan business across Wealth Management. Data Analysis, MIS, Power Point Presentation. Coordination with Insurers and Vertical Product Managers to manage, lead and get the requirements on the distributions of products to...

Role Overview:This Financial Compliance Officer role is a critical position within Talent Leads HR Solutions' Finance and Accounts Department. You will be responsible for managing complete internal finance control, formulating IFC documents, and ensuring complete compliance with IFC for the Finance and Accounts and Business.Main Responsibilities:Manage...

**Role Summary:**Raise is built on this core philosophy - we will bring exceptionally great products, awesome user experience and best in class customer service to our users. We have started with our first step by launching Investment & Trading platform – Dhan (a Compliance Official, you will need to manage everything right from drafting, developing,...

- We are looking for a Secretarial & Compliance Manager for our Powai office in Mumbai.- This role involves handling corporate secretarial duties, regulatory compliance, and legal documentation, ensuring the company's adherence to RBI, Companies Act, and SEBI LODR regulations.Roles and Responsibilities:Secretarial Responsibilities:- Manage routine corporate...

- We are looking for a Secretarial & Compliance Manager for our Powai office in Mumbai.- This role involves handling corporate secretarial duties, regulatory compliance, and legal documentation, ensuring the company's adherence to RBI, Companies Act, and SEBI LODR regulations.Roles and Responsibilities:Secretarial Responsibilities:- Manage routine corporate...

Role Summary:Raise is built on this core philosophy - we will bring exceptionally great products, awesome user experience and best in class customer service to our users. We have started with our first step by launching Investment & Trading platform – Dhan (www.dhan.co)As a Compliance official, you will need to manage everything right from drafting,...

We are seeking a highly skilled and motivated individual to join our team as a Financial Markets Compliance Officer. The successful candidate will be responsible for ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesThe successful candidate will be responsible for:Conducting regular audits and...

Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial service sector....

About UsRaise Financial Services is a technology-led consumer products and infrastructure services provider. We serve Indians with financial services across financing, insurance, investing, payments, and wealth.We focus on building for the financially aware and financially literate users, largely targeting the top 25 million+ tax-paying residents in metros,...

**About Us:**The Management Recruitment Group is a leading Real Estate organisation into diversified businesses. Our company operates in a dynamic, multi-industry environment, requiring innovative financial solutions to drive growth and profitability.Job Requirements:A bachelor's degree in finance or accounting.Proven experience in financial leadership...

We are seeking an experienced Chief Financial Officer (CFO) to lead the company's financial strategy and operations. The CFO will be responsible for financial planning, analysis, audits, compliance, and bank relationships, working closely with the promoters and executive team to drive financial growth and stability.Roles and Responsibilities:- Develop and...

Job Summary: We are looking for a skilled Compliance Analyst to join our team at Ares Wealth Management Solutions. As a Compliance Analyst, you will be responsible for executing and supervising the Investor KYC Process, reviewing and analyzing investor KYC documentation and screening results, and providing support to senior team members on ad-hoc projects....

AVP / DVP - Export Structure Finance Function: Export Structured Finance Job Description:- Preparation of snapshot about the company as desired by Banks/Financial Institutions, including IM's, teasers, financial models.- Identification and preliminary discussions with Banks / Institutions for syndication of the facility.- Assisting senior management and...

Company : in 1997, as a distinguished Financial Advisory Company, Blend excels in providing expert financial structuring and comprehensive global financing solutions in over 110 countriesRole & responsibilities:- Identification and preliminary discussions with Banks / Institutions for syndication of the facility.- Assisting senior management and...

Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our team at Interactive Brokers. As a key member of our compliance department, you will be responsible for ensuring the company's activities align with all pertinent legal and regulatory requirements. If you have a strong background in regulatory compliance, excellent...

About Us: Nine ALPS Opportunities Fund is a Category II Alternative Investment Fund (AIF ) focused on investing in high-quality pre-IPO and high-growth SME companies. As a key player in the financial ecosystem, we adhere to strict regulatory and compliance frameworks, ensuring transparency and efficiency in our investment operations. Job Summary: We seek...