Financial Services Compliance Specialist

About the RoleThis is an exciting opportunity to join our team as a Financial Deal Specialist. Your primary focus will be on originating deals, managing client relationships, and conducting market research to identify potential opportunities.Main Responsibilities:Originate Deals: Source deals in the Listed Equity / Debt space by identifying potential...

- We are seeking a Compliance Manager for our Powai office to ensure adherence to regulatory frameworks, specifically those mandated by RBI for NBFCs.- The ideal candidate will play a key role in ensuring compliance with various financial regulations, overseeing policy frameworks, and coordinating with regulatory authorities.Roles and Responsibilities-...

- We are seeking a Compliance Manager for our Powai office to ensure adherence to regulatory frameworks, specifically those mandated by RBI for NBFCs.- The ideal candidate will play a key role in ensuring compliance with various financial regulations, overseeing policy frameworks, and coordinating with regulatory authorities.Roles and Responsibilities-...

**Role Summary:**Raise is built on this core philosophy - we will bring exceptionally great products, awesome user experience and best in class customer service to our users. We have started with our first step by launching Investment & Trading platform – Dhan (a Compliance Official, you will need to manage everything right from drafting, developing,...

About Us: Kotak Mahindra Bank is a leading financial institution that provides a wide range of services to its customers. Our goal is to provide innovative solutions that meet the evolving needs of our customers.**Job Summary:** We are seeking an experienced professional to join our internal audit team as a Financial Services Compliance Officer. In this...

We are hiring for Senior Manager - Product role for Mumbai (Andheri-Marol) location.Job Purpose- Working with all stakeholders for Education Loan business across Wealth Management. Data Analysis, MIS, Power Point Presentation. Coordination with Insurers and Vertical Product Managers to manage, lead and get the requirements on the distributions of products to...

We are hiring for Senior Manager - Product role for Mumbai (Andheri-Marol) location.Job Purpose- Working with all stakeholders for Education Loan business across Wealth Management. Data Analysis, MIS, Power Point Presentation. Coordination with Insurers and Vertical Product Managers to manage, lead and get the requirements on the distributions of products to...

About the RoleWe are seeking a highly skilled Financial Services Specialist to join our team. In this role, you will be responsible for performing day-to-day operational tasks and ensuring timely clearance and resolutions of issues.Key Responsibilities:Proactively work with client service team, settlement teams, and onshore support team for timely clearance...

Job Description: We are seeking a skilled professional to join our team in the role of Compliance Specialist . The ideal candidate will have: Excellent analytical skills and a strong service commitment. Good organizational and interpersonal skills. Responsibilities will include: Drafting replies to notices and show cause notices received from stock...

About UsDeutsche Bank is a leading global financial institution with a long history of excellence in the financial industry. Our mission is to deliver exceptional service and support to our clients while maintaining the highest standards of integrity and ethics.Job SummaryWe are seeking a highly skilled Operational Compliance Specialist to join our team. As...

Function: Operations Location: Mumbai Position Title: Manager / Senior Manager / VP / AVP Qualifications: Qualified as Company Secretary (MUST) Work Experience  : Work experience of 4-7 years. Must have exposure & experience in managing Compliance and understanding & awareness about Debt Capital Market business in financial service sector....

Role Summary:Raise is built on this core philosophy - we will bring exceptionally great products, awesome user experience and best in class customer service to our users. We have started with our first step by launching Investment & Trading platform – Dhan (www.dhan.co)As a Compliance official, you will need to manage everything right from drafting,...

Growth and Innovation in Financial ServicesIn this role as Financial Services Specialist at IBM, you will have the opportunity to drive growth and innovation in financial services by delivering solutions that meet the complex needs of clients in India's BPO space. Your expertise in process operations, leading trends, and deal making will enable you to...

- We are looking for a Secretarial & Compliance Manager for our Powai office in Mumbai.- This role involves handling corporate secretarial duties, regulatory compliance, and legal documentation, ensuring the company's adherence to RBI, Companies Act, and SEBI LODR regulations.Roles and Responsibilities:Secretarial Responsibilities:- Manage routine corporate...

- We are looking for a Secretarial & Compliance Manager for our Powai office in Mumbai.- This role involves handling corporate secretarial duties, regulatory compliance, and legal documentation, ensuring the company's adherence to RBI, Companies Act, and SEBI LODR regulations.Roles and Responsibilities:Secretarial Responsibilities:- Manage routine corporate...

About UsRaise Financial Services is a technology-led consumer products and infrastructure services provider. We serve Indians with financial services across financing, insurance, investing, payments, and wealth.We focus on building for the financially aware and financially literate users, largely targeting the top 25 million+ tax-paying residents in metros,...

Job SummaryWe are seeking an experienced Financial Services Specialist to join our team as a Private Banking Advisor, AVP. In this role, you will be responsible for acquiring new clients and deepening existing relationships through cross-selling investment and insurance products.The ideal candidate will have experience in servicing or sourcing clients with...

We are seeking an experienced Legal Compliance Specialist to join our team at Altruist Fostering Services. In this role, you will play a key part in ensuring our organization remains compliant with relevant laws and regulations.As a Legal Compliance Specialist, you will be responsible for monitoring news on corporate governance in India and globally. You...

We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and challenging role in our asset management platform. An ideal candidate would be someone who has held senior position in a similar profile in the asset management / large NBFC / financial services space. ...

AVP / DVP - Export Structure Finance Function: Export Structured Finance Job Description:- Preparation of snapshot about the company as desired by Banks/Financial Institutions, including IM's, teasers, financial models.- Identification and preliminary discussions with Banks / Institutions for syndication of the facility.- Assisting senior management and...