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Financial Services Compliance Officer

2 weeks ago

Mumbai, Maharashtra, India Interactive Brokers Full time
Job Summary

We are seeking an experienced Regulatory Compliance Specialist to join our team at Interactive Brokers. As a key member of our compliance department, you will be responsible for ensuring the company's activities align with all pertinent legal and regulatory requirements. If you have a strong background in regulatory compliance, excellent communication skills, and a passion for delivering high-quality results, we encourage you to apply.

Responsibilities:
  • Ensuring compliance with regulatory norms of SEBI, Exchanges, and Depositories
  • Reviewing and verifying transactions to prevent money laundering
  • Implementing systems and procedures to enhance compliance
  • Updating and reviewing KYC and account approval guidelines
  • Handling investor grievances