Compliance Officer AIF

3 weeks ago


Mumbai, Maharashtra, India EISEN CONSULTANCIES LIMITED Full time
Designation: Compliance Officer AIF

Experience: 3 years to 5 years

Company Name : Eisen Consultancies Ltd.

Address: A wing 202, 2nd Floor, 36 Turner Building, Above ORRA Showroom, Turner Road, Bandra West Mumbai - 400050.

Website: Brief

Eisen Consultancies. (Eisen) is a trust-driven investment relationship firm, specialized in investment relationship with entire gamut of services including Fund Raising, Corporate Restructuring via M&A, JV & Financial Reengineering. Eisen is a leading corporate services firm that focuses on Global Qualified Investors(FPI & FDIs) & Domestic Institutional investors in providing investment opportunities into India Eisen offers a gateway for foreign institutional investors into the emerging Indian economy, our team identifies strategic opportunities over horizon of 3 to 5 years Eisen is a single window service provider with experience, value, credibility & reliability matching the best in the industry Eisen business model is Private Investment in Public Equity (PIPE), which deals with fund raising through secondary market for listed and unlisted companies in India. The sources of fund raising are FPI & FD our focus areas of countries are USA, UK, Luxembourg, Singapore & Mauritius, and the Government Controlled Funds. We have identified 5 core sectors which are

1. Hospitals

2. Agriculture, FMCG CUM ALCOHOL

3. Defense i.e. Army, Navy and Air Force

4. IT, Hardware & Ecommerce

5. Infrastructure

Role Responsibilities:

The AIF CAT III Compliance Officer will be responsible for ensuring that the Alternative Investment Fund (AIF) operations comply with all applicable regulatory requirements, including the SEBI (Alternative Investment Funds) Regulations, 2012, IFSCA, and other laws governing AIFs . This role will require active monitoring, reporting, and implementing best practices to ensure a high standard of regulatory compliance

Investor Relations:

o Ensure that investor communications and reports are accurate, transparent, and compliant with regulatory standards.

Qualifications

Education:

- A degree in Law, Finance, Accounting, Business, or a related field. A master's degree or professional certifications (e.g., CS, LLB, or CA) is preferred.

Experience:

- 3 to 5 years of experience in compliance, risk management, or a similar role in the financial services industry, particularly within AIFs or asset management. o Familiarity with SEBI (AIF) Regulations and other financial regulatory frameworks.

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