Compliance Specialist
2 days ago
As a Compliance Specialist at BHIVE Group, you will play a pivotal role in enhancing our compliance framework to support future debt and equity listings. This involves ensuring adherence to applicable SEBI regulations, Companies Act, listing guidelines, and industry standards.
Main Responsibilities:
- Regulatory Compliance
- Evaluate and ensure adherence to regulatory requirements for debt and equity listings.
- Monitor changes in laws and regulations, specifically related to debt and equity listings, and update internal policies accordingly.
- Assist in regulatory reporting, filing returns, and coordinating with SEBI, stock exchanges, and other regulatory authorities.
- Prepare documentation required for listing approvals and ongoing compliance.
- Policy Implementation
- Develop, implement, and periodically update internal compliance and governance policies.
- Conduct training sessions for employees on regulatory compliance, corporate governance, and listing obligations.
- Ensure timely dissemination and understanding of policy updates across the organization.
- Cross-Functional Collaboration
- Act as a liaison between compliance, legal, finance, and operations teams to maintain smooth workflows and ensure consistent compliance practices.
- Facilitate communication to resolve compliance bottlenecks and manage team workloads effectively.
- Audits and Reviews
- Assist in preparing for internal and external audits related to regulatory compliance and corporate governance.
- Conduct periodic compliance reviews to identify potential risks, gaps, and areas for improvement.
- Ensure timely closure of audit findings and implement corrective measures.
- Risk Management
- Identify potential compliance risks related to listing and propose effective mitigation strategies.
- Develop and support risk assessment frameworks and compliance monitoring plans tailored to the listing process.
- Reporting and Documentation
- Prepare compliance reports, dashboards, and presentations for senior management and the Board.
- Maintain comprehensive records of compliance activities, investigations, and resolutions in alignment with regulatory expectations.
- Advisory Support
- Provide expert guidance on compliance and secretarial matters related to listing regulations.
- Support the compliance team in strategic initiatives, ensuring readiness for future regulatory milestones.
-
Compliance Associate Specialist
7 days ago
Mumbai, Maharashtra, India Third Bridge Group Limited Full timeJob OverviewWe are seeking a highly organised and detail-focused Compliance Associate Specialist to join our Third Bridge Connections Compliance team in Mumbai. The successful candidate will be responsible for supporting the compliance requirements for our Connections business across international offices.
-
Global Compliance Specialist
4 days ago
Mumbai, Maharashtra, India Tesla Full timeCompliance Specialist Job Summary: Tesla is seeking a Global Compliance Specialist to join our team. In this role, you will be responsible for developing and implementing compliance measures to assess potential risks and ensure adherence to regulatory requirements. You will also provide expert advice on general legal, regulatory, and compliance matters...
-
Legal Compliance Specialist
1 day ago
Mumbai, Maharashtra, India Altruist Fostering Services Full timeWe are seeking an experienced Legal Compliance Specialist to join our team at Altruist Fostering Services. In this role, you will play a key part in ensuring our organization remains compliant with relevant laws and regulations.As a Legal Compliance Specialist, you will be responsible for monitoring news on corporate governance in India and globally. You...
-
Compliance and Risk Specialist
3 days ago
Mumbai, Maharashtra, India Riverforest Connections Full timeCompany Overview:Riverforest Connections is a company that values collaboration and teamwork. We are seeking an experienced Compliance and Risk Specialist to join our team. As a Compliance and Risk Specialist, you will be responsible for identifying and mitigating risks to ensure compliance with internal controls and regulatory requirements.Key...
-
Regulatory Compliance Specialist
3 weeks ago
Mumbai, Maharashtra, India HDFC securities Full timeJob Title: Regulatory Compliance SpecialistRole / Grade: Assistant Manager/ Deputy ManagerLocation: MumbaiCompany Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse range...
-
Regulatory Compliance Specialist
3 weeks ago
Mumbai, Maharashtra, India HDFC securities Full timeJob Title: Regulatory Compliance Specialist Role / Grade: Assistant Manager/ Deputy Manager Location: Mumbai Company Description: HDFC Securities is a leading stockbroking company and a subsidiary of HDFC Bank, one of the world's largest financial services conglomerates. With a strong emphasis on technology and innovation, HDFC Securities offers a diverse...
-
Licenses Compliance Specialist
1 week ago
Mumbai, Maharashtra, India Amazon Full timeAbout the JobWe are looking for an experienced Licenses Compliance Specialist to join our team at Amazon. As a Licenses Compliance Specialist, you will support all licenses and permits activities across Amazon's India Network.This role will involve working closely with the facility procurement team to ensure compliance with company policies and regulations....
-
Operational Compliance Specialist
3 days ago
Mumbai, Maharashtra, India Deutsche Bank Full timeAbout UsDeutsche Bank is a leading global financial institution with a long history of excellence in the financial industry. Our mission is to deliver exceptional service and support to our clients while maintaining the highest standards of integrity and ethics.Job SummaryWe are seeking a highly skilled Operational Compliance Specialist to join our team. As...
-
Tax Compliance Specialist
7 hours ago
Mumbai, Maharashtra, India DiTech Financial Services Full timeJob Summary:We are seeking a highly skilled Tax Compliance Specialist to oversee corporate taxation, payroll tax compliance, and reporting for UK & Ireland operations. The ideal candidate will ensure full compliance with tax regulations, manage tax filings, and provide strategic tax planning support. This role requires deep expertise in corporation tax,...
-
Cybersecurity and Compliance Specialist
2 days ago
Mumbai, Maharashtra, India Dream Sports Group Full timeAbout the RoleThis is a key leadership position that requires strategic thinking, technical expertise, and excellent communication skills. As a Cybersecurity and Compliance Specialist, you will play a critical role in shaping our company's security posture and ensuring the integrity of our systems. If you have a proven track record in managing large-scale IT...
-
Information Security Compliance Specialist
3 days ago
Mumbai, Maharashtra, India RECEX Full timeAt REEX, we're committed to excellence in information security compliance. We're seeking a highly skilled Information Security Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a seasoned professional to drive our ISO 27001 certification and compliance initiatives forward. As an Information Security Compliance...
-
License Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India Trimble Inc. Full timeJob DescriptionJob Title: License Compliance SpecialistLocations: Mumbai/Pune/GurugramThe Trimble License Compliance program ensures our customers maximize productivity and receive the full value from their software investment.What You Will DoThe License Compliance Executive is responsible for finding, validating, and closing license compliance opportunities...
-
Global Compliance Specialist
12 minutes ago
Mumbai, Maharashtra, India Dorf Ketal Full timeJob DescriptionWe are seeking an experienced Global Compliance Specialist to join our team at Dorf Ketal. This role will involve leading chemical product compliance projects, acting as a Global regulatory advisor, and specializing in EU REACH, EU CLP, and other REACH-Like regulations. The successful candidate will also need to maintain and update in-house...
-
Compliance and Governance Specialist
7 days ago
Mumbai, Maharashtra, India BHIVE Workspace Full timeAbout the RoleAs a Compliance and Governance Specialist, you will play a crucial part in ensuring that our organization adheres to regulatory requirements and maintains a strong corporate governance framework. Your responsibilities will include managing documentation, regulatory filings, and audits. You will work closely with the compliance team to ensure...
-
Regulatory Compliance Specialist
4 hours ago
Navi Mumbai, Maharashtra, India ICICIDirect Full timeCompany Overview:ICICIDirect is a leading financial services provider, dedicated to delivering exceptional investment solutions to our clients.We are seeking a highly skilled Regulatory Compliance Specialist to join our team.
-
Compliance Specialist for Digital
2 weeks ago
Mumbai, Maharashtra, India Investec Full timeInvestec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit...
-
Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India Smith & Nephew Full timeRole Compliance SpecialistLocation MumbaiLife Unlimited At Smith Nephew we design and manufacture technology that takes the limits off living Are you interested in Compliance portfolio Then this is the role you should apply We are seeking for a compliance Specialist as the role supports implementation of global policies and other procedures across the...
-
Compliance and Governance Specialist
2 days ago
Mumbai, Maharashtra, India BHIVE Workspace Full time**About BHIVE Workspace**BHIVE Workspace is a leading provider of enterprise-grade managed offices and coworking spaces. We are committed to delivering exceptional experiences for our members and partners.Job Summary:We are seeking a highly skilled Compliance and Governance Specialist to join our team. As a key member of our compliance team, you will be...
-
Regulatory Compliance Specialist
2 weeks ago
Mumbai, Maharashtra, India TD SYNNEX Full timeJob Purpose: The Regulatory Compliance Specialist is a key position in the Regulatory Compliance organization. This position drives the daily compliance activities required under the company's trade compliance policy. The Regulatory Compliance Specialist is primarily responsible for resolving potential DPL matches and work with stakeholders that these...
-
Compliance Specialist
2 days ago
Mumbai, Maharashtra, India BRISKPE Full timeBRISKPE is a Mumbai-based cross-border payments platform. The company's mission is to equip Indian MSMEs and freelancers with the tools and resources needed to conquer the global market. BRISKPE blends regulatory expertise, technological innovation, and a commitment to empower Indian exporters and freelancers. The platform transforms each payment into a...