
Compliance and Governance Professional
3 days ago
We are seeking a highly skilled Compliance and Governance Professional to lead our compliance function. The role includes ensuring compliance with regulatory bodies, laws, and internal policies.
Key Responsibilities:
- Regulatory Compliance:
- Ensure full compliance with regulations, laws, and internal policies.
- Handle filings and correspondence with regulatory bodies.
- Company Law Compliance:
- Ensure compliance with company law requirements.
- Prepare and maintain minutes, resolutions, and filings related to company law matters.
- Firm-wide Compliance & Governance:
- Monitor overall compliance of the firm with applicable laws and internal policies.
- Develop and implement internal compliance policies and standard operating procedures.
Eligibility Criteria:
- Qualified Company Secretary (ICSI) with 3-4 years of post-qualification experience.
- Prior experience in a regulated environment or capital markets firm preferred.
Desirable attributes include experience in handling inspections or audits, ability to interpret and implement regulatory updates quickly, and strong ethics, confidentiality, and problem-solving mindset.
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