Chief Regulatory Compliance Officer

2 days ago


Kolkata, West Bengal, India beBeeRegulatory Full time ₹ 10,00,000 - ₹ 15,00,000
Compliance Specialist

The Compliance Specialist will be responsible for monitoring ongoing compliance and reporting as required under SEBI AIF and PMS regulations.

  1. Preparation and submission of required monthly, quarterly, annual regulatory/CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities.
  2. Liaising and coordinating with regulators for PMS, AIF compliance and queries.
  3. Monitoring ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc).
Key Skills:
  • Interpersonal/Communication skills
  • Networking and Market Intelligence
  • Strong Client Relationship skills
  • Result Orientation
  • Collaborative Approach
Functional Competencies:
  • Excellent in MS Office (Word, PowerPoint & Excel)
  • Excellent communication skills in English (oral and written)
Qualification:
  • Graduate/Post Graduate with Degree in Law is preferred.
  • NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination will be an added advantage.
Experience:
  • Min. 3 -5 years of experience handling the compliance, legal functions in allied industries (AIF / PMS) having a working knowledge of SEBI AIF & PMS Regulations in particular.
Benefits:

This role offers a challenging and rewarding opportunity to work in a dynamic environment. The successful candidate will have the opportunity to develop their skills and expertise in compliance and regulatory affairs.

We offer a competitive salary package and a range of benefits including opportunities for professional development and career advancement.

We are committed to creating a positive and inclusive work environment that values diversity and promotes equal opportunities.



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