Regulatory Compliance Professional

Job Role Summary:The Compliance Manager is responsible for maintaining the company's regulatory compliance framework and governance structure.Understanding of Peak margin, Quarterly settlement, MTF, CUSIP process to address queries/alerts from exchanges.Audits mandated by NSE and BSE handling and implementation of latest circulars issued by...

Reporting Compliance SpecialistAs a Reporting Compliance Specialist, you will play a key role in ensuring compliance with regulatory requirements by preparing and filing accurate reports. Your responsibilities will include:Preparing monthly, quarterly, and annual regulatory reports to ensure timely submission.Collaborating with stakeholders to collect...

Job Profile:The key role of the Principal Officer involves overseeing and ensuring compliance with all activities of the Corporate Agent/Insurance Broker. Strong regulatory knowledge, operational oversight, and effective grievance redressal are required in line with IRDAI guidelines.Key Responsibilities:Supervise and monitor the activities of the Corporate...

At Vahura, we are seeking a skilled professional to join our global team. This exciting opportunity involves managing regulatory affairs, overseeing compliance issues, and producing reports for senior management.Key Responsibilities:Manage and coordinate regulatory examinations (logging information requests, preparing presentations, reviewing...

Job OverviewThe Director of Permitting is a senior leadership role responsible for overseeing the entire permitting process, ensuring compliance with regulations and meeting project timelines.This position requires strong leadership and collaboration skills to manage internal teams, external stakeholders, regulatory agencies, and clients.

Location: Coimbatore (full-time in office)Company OverviewWe are a software company selling a range of digital transformation solutions. Now we intend to build a Cybersecurity Practice. Our customers are based in Trinidad & Tobago, the US, and the UK. Our development centre is in Coimbatore.Job SummaryWe are seeking a highly skilled Compliance Professional...

**Job Overview:**We are seeking an experienced Compliance Manager to join our team. As a key member of our organization, you will play a critical role in ensuring that we maintain the highest standards of compliance and regulatory adherence.Key Responsibilities:Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation –...

Compliance Support ProfessionalThe Compliance Administrator will provide essential administrative support to the Compliance Function, ensuring effective coordination, maintenance, and documentation of compliance activities across the institution. The role involves managing compliance registers, supporting audits, handling data requests, and maintaining...

Compliance Officer RoleAs a key member of our team, you will be responsible for ensuring that all regulatory submissions are periodically uploaded in the IRDA portal after concurrence with relevant stakeholders.Maintain and track regulatory registers ensuring alignment with respective business units and BIU teams.Communicate to regulators as per regulations,...

Job Title: Compliance ProfessionalJob Description:The primary objective of this role is to effectively disseminate relevant regulatory information and circulars issued by governing bodies on a daily basis.This entails ensuring seamless communication with respective departments, tracking actionable items, and maintaining accurate records of client...