Regulatory Compliance Professional

16 hours ago


Coimbatore, Tamil Nadu, India beBeeCompliance Full time ₹ 16,43,203 - ₹ 24,39,364
Job Role Summary:

The Compliance Manager is responsible for maintaining the company's regulatory compliance framework and governance structure.

  • Understanding of Peak margin, Quarterly settlement, MTF, CUSIP process to address queries/alerts from exchanges.
  • Audits mandated by NSE and BSE handling and implementation of latest circulars issued by SEBI/Exchanges/Depositories/PFRDA with timely follow-ups.
  • Preparing and disseminating Compliance calendars to stakeholders ensuring timely submissions.
  • On-site and Off-site Inspections of SEBI/stock exchanges handling and liaisoning with internal teams.
  • Assisting in building new products and processes and maintaining Monthly Governance Dashboards.


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