Regulatory Compliance Specialist

4 days ago


Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

As a Compliance Manager, you will play a pivotal role in ensuring adherence to regulatory requirements.

Key Responsibilities:
  • Understand and address queries/alerts from exchanges related to margin management, quarterly settlements, multilateral trading facilities, and custodial processes.
  • Handle audits mandated by stock exchanges, staying up-to-date with the latest circulars issued by regulatory bodies.
  • Prepare and disseminate compliance calendars to stakeholders, ensuring timely submissions and maintaining regulatory accountability.
  • Coordinate on-site and off-site inspections by regulatory agencies and exchanges.
  • Oversee new product launches and assist in building innovative products and processes.
  • Maintain a monthly governance dashboard and discuss it with senior management.
  • Liaise with regulatory bodies and internal teams to ensure seamless compliance.
  • Pursue additional compliances such as segment activation and software approvals.
Requirements:
  • Strong understanding of regulatory frameworks and compliance procedures.
  • Excellent communication and interpersonal skills.
  • Ability to analyze complex data and make informed decisions.
  • Proven track record of ensuring regulatory compliance.


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