Business Regulatory Specialist

4 days ago


Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 6,00,000 - ₹ 12,00,000
Job Summary:

A diligent Compliance Officer is sought to ensure seamless adherence to regulatory requirements and maintain precise records.

  • Key Responsibilities:
  • Communicate critical updates from regulatory bodies to relevant departments and monitor actionable items.
  • Settle client balances (funds/securities) and remain knowledgeable about related processes.
  • Prepare documentation for AP registration/cancellation and stay informed of AP-related compliances.
  • Manage NEAT/CTCL terminals and generate MIS reports.
  • Submit regulatory returns to exchanges regularly and handle day-to-day compliance tasks.
  • Collaborate with exchanges, clients, and departments on compliance-related matters.
  • Maintain accurate records of client transactions.
  • Prepare various applications/documentation as per exchange rules and regulations.
  • Generate accurate MIS reports.
Requirements:
  • Minimum 1.5 years of experience in broking or a related field.
  • Strong understanding of regulatory requirements and compliance procedures.
  • Excellent communication and organizational skills.
  • Able to work independently with minimal supervision.

Selected candidates will be expected to diligently adhere to regulatory requirements and maintain precise records.



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