Regulatory Compliance Specialist

1 week ago

Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000
Job Title: Compliance Officer

This role requires a professional with a strong understanding of regulatory requirements and compliance procedures.

Key Responsibilities:
  • Ensure timely submission of regulatory documents to the relevant authorities, collaborating with stakeholders from operations, customer care, business products, finance, and insurers.
  • Maintain awareness of regulatory updates and changes, including new business submissions, schedules, SP submissions, complaints, financial statements, and compliance certificates, adhering to stipulated timelines.
  • Coordinate with business units and BIU teams to track and maintain regulatory registers in an appropriate format, ensuring submission to regulatory bodies within required deadlines.
  • Communicate with regulators as per regulations, notifying them of branch openings, closures, directorship changes, and other essential information.
  • Update and review regulatory databases regularly, uploading and tracking salesperson and SP details.
  • Manage the renewal of applicable licenses, such as CA/ISNP/Envoy, coordinating with relevant stakeholders and maintaining repository records.
  • Issue NOCs for exited SPs, detag PAN from IRDA & Envoy, and maintain record-keeping.
  • Apply for telemarketing licenses and submit regulatory data to regulatory bodies according to guidelines.
  • Track and renew various licenses, including IRDAI CA, PO, ISNP, Envoy, and others, along with product teams and stakeholders.
  • Maintain the regulatory checklist, tracking data maintenance, registers, timely submissions, grievances, and reconciliations with stakeholders.
  • Coordinate monthly reconciliation sign-offs with finance, product teams, and insurers, addressing gaps identified during the process.
  • Keep track of agreements, SLAs, and commission structures for insurers.
  • Monitor and resolve grievances from the grievance team, insurers, and business teams, maintaining a grievance register as per regulatory requirements.
  • Provide audit checklists and coordinate with functional audit teams to track and resolve audit findings for branches.
  • Conduct compliance checks on Anti-Money Laundering (AML) cases, providing checklists to the compliance team and coordinating with internal and external stakeholders.
  • Record and update insurance litigation cases, informing regulators as needed.
  • Perform any additional tasks delegated by management or supervisors as necessary.
Requirements:
  • 4-8 years of experience in a similar domain.
  • Strong understanding of regulatory requirements and compliance procedures.
  • Excellent communication and collaboration skills.
  • Ability to work independently and as part of a team.

We offer a competitive compensation package and opportunities for career growth and development.

  • Regulatory Compliance Specialist

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    As a Compliance Manager, you will play a pivotal role in ensuring adherence to regulatory requirements.Key Responsibilities:Understand and address queries/alerts from exchanges related to margin management, quarterly settlements, multilateral trading facilities, and custodial processes.Handle audits mandated by stock exchanges, staying up-to-date with the...

  • Chief Regulatory Compliance Officer

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCompliance Full time US$ 6,00,000 - US$ 12,00,000

    Job DescriptionThe Compliance Specialist plays a pivotal role in ensuring adherence to various regulations and guidelines. This entails maintaining compliance with IFSCA, SEZ, and SEBI AIF, Ancillary Services, PMS Guidelines and Regulations, FEMA, Anti Money Laundering laws, and KYC requirements.Required Skills and QualificationsExtensive knowledge of...

  • Regulatory Compliance Specialist

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 14,00,000

    Job Overview:In this pivotal role, you will be responsible for ensuring seamless compliance with regulatory requirements.A key aspect of the position is to collaborate closely with the team to develop strategic plans for regulation implementation and ensure timely execution.This involves working diligently to maintain a strong understanding of regulations...

  • Senior Regulatory Compliance Officer

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 25,00,000

    Compliance Specialist JobAbout the Role:This is an exciting opportunity to join our organization as a Compliance Specialist. As a key member of our team, you will be responsible for ensuring compliance with regulatory standards and developing validation plans.Key Responsibilities:Develop and implement validation plans, risk assessments, and test plans to...

  • Senior Regulatory Compliance Professional

    1 week ago

    Ellore, Andhra Pradesh, India beBeeRegulatory Full time ₹ 20,00,000 - ₹ 25,00,000

    Job SummaryThe role of Regulatory Compliance Specialist plays a pivotal part in ensuring organizations adhere to international guidelines and country-specific requirements.This is an individual contributor position that requires a strong understanding of global regulatory standards, excellent organizational and analytical skills, and proficiency in MS Office...

  • Product Compliance Specialist

    1 week ago

    Ellore, Andhra Pradesh, India beBeeRegulatory Full time ₹ 90,00,000 - ₹ 1,20,00,000

    Job OverviewWe are seeking a Product Compliance Specialist to ensure our products meet quality, safety, and regulatory standards.Key Responsibilities:Implementing and maintaining a Quality Management System (QMS) to guarantee product compliance.Ensuring adherence to relevant medical device regulations for market entry and ongoing compliance.Creating,...

  • Regulatory Compliance Expert

    1 week ago

    Ellore, Andhra Pradesh, India beBeeHomologation Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job OverviewWe are seeking a Sr. Engineer to lead the homologation process for retrofit emission control devices and automotive-related products.Responsibilities:Develop powerful homologation strategies & roadmaps for the retrofit emission control device and automotive-related products.Establish and maintain relationships with test agencies and regulatory...

  • UAS Certification

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCertification Full time US$ 1,69,984 - US$ 2,01,600

    UAS Certification & Compliance SpecialistThis role involves precise planning and execution of certification and compliance activities with respect to regulatory frameworks, including DGCA Type Certification, CEMILAC, FAA, EASA, Green & Blue UAS and third-party laboratory tests.The candidate will closely interact, work & collaborate with Product management,...

  • Business Regulatory Specialist

    1 week ago

    Ellore, Andhra Pradesh, India beBeeCompliance Full time ₹ 6,00,000 - ₹ 12,00,000

    Job Summary:A diligent Compliance Officer is sought to ensure seamless adherence to regulatory requirements and maintain precise records.Key Responsibilities:Communicate critical updates from regulatory bodies to relevant departments and monitor actionable items.Settle client balances (funds/securities) and remain knowledgeable about related...

  • Technical Expert

    2 weeks ago

    Ellore, Andhra Pradesh, India beBeeCybersecurity Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title:Senior AssociateAbout the Role:We are seeking a technically proficient and compliance-aware IT Associate / IT Engineer to support and enhance our IT infrastructure within a finance-regulated environment.The ideal candidate will have hands-on experience across cloud platforms, endpoint management, cybersecurity, and network security, with a strong...