Regulatory Compliance Specialist

7 days ago


Ahmedabad, Gujarat, India Tipsons Group Full time
Job Description

The Regulatory Compliance Specialist will play a critical role in ensuring that Tipsons Group adheres to all relevant regulatory requirements. This includes monitoring changes in legislation and regulations, as well as implementing policies and procedures to mitigate risk.

In this role, you will be responsible for conducting regular reviews of trading membership compliance, including exchange and SEBI compliances. You will also assist the team in organizing and preparing agendas for board meetings and general meetings, and recording minutes accordingly.

Key Responsibilities:
  • Monitor and analyze regulatory developments to ensure compliance with applicable laws and regulations.
  • Implement policies and procedures to mitigate compliance risk.
  • Conduct regular reviews of trading membership compliance.
  • Assist in organizing and preparing agendas for board meetings and general meetings.

About Us

Tipsons Group is a leading organization committed to excellence in our industry. We are dedicated to providing our employees with challenging and rewarding careers, and we offer a competitive compensation package and opportunities for growth and development.

Contact Information

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