Compliance Officer

Job Title:Compliance Officer – GIFT CityLocation:AhmedabadRole Summary:We are looking for an experienced Compliance Officer to ensure adherence to regulatory requirements within GIFT City (Gujarat International Finance Tec-City). The ideal candidate will have a deep understanding of IFSC (International Financial Services Centre) regulations, RBI, SEBI,...

Job Title: Compliance Officer – GIFT CityLocation: AhmedabadRole Summary:We are looking for an experienced Compliance Officer to ensure adherence to regulatory requirements within GIFT City (Gujarat International Finance Tec-City). The ideal candidate will have a deep understanding of IFSC (International Financial Services Centre) regulations, RBI, SEBI,...

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Role: Compliance Officer for our Direct Equities TeamLocation: Ahmedabad / MumbaiWe are looking for someone: Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance...

Designation: Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...

Job description Business type Types of Jobs - Operations Complementary business types Types of Jobs - Compliance / Financial Security Job title Monitoring Compliance Officer Contract type Permanent Contract Expected start date 03/09/2024 Management position No Job summary Summary of the position: You will be...

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Responsibilities:SEBI Compliance:- Ensure strict compliance with all SEBI guidelines and regulations.- Monitor and interpret changes in relevant legislation and the regulatory environment, proactively implementing necessary adjustments.- Conduct thorough reviews to guarantee legal compliance of trading membership, encompassing exchange, SEBI, and Companies...

Job DescriptionOister Global (www.oisterglobal.com) is Indias premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and...

Regulatory Compliance and Project LeadershipThe Compliance Officer and Project Leader will play a critical role in ensuring compliance with regulations and company policies. The ideal candidate will have a strong understanding of regulatory standards and compliance requirements. Key responsibilities include:Key Responsibilities:Ensure compliance with...

Oister Global is India's premier Alternative Assets Manager, combining robust diligence, deep domain expertise, and an extensive network to create high-quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to ensure corporate compliance, governance, and efficient administration of company...

Responsibilities : Implements, maintains, and reviews payroll processing systems to ensure timely and accurate processing of payroll transactions including salaries, benefits, garnishments, taxes, and other deductions. Ensures accurate and timely processing of payroll updates including new hires, terminations, and changes to pay rates. Prepares and...

Description du poste Summary of the position: You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Banks compliance risks. CPL: Global Compliance (CPL)s mission is to contribute to ensuring compliance...

Job Description:The Head of Compliance is responsible for overseeing and ensuring adherence to regulatory requirements, internal policies, and ethical standards within the merchant banking company. This role involves developing compliance frameworks, liaising with regulatory authorities, and mitigating legal and financial risks.Key...

Job Description (Role):We are seeking a dynamic and detail-oriented Compliance and Operations Specialist to join our team at EduFund. This role is instrumental in ensuring the smooth execution of compliance- related tasks and operational processes, contributing to the organization's regulatory adherence and operational efficiency.Responsibilities:CS...

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role : Compliance Manager (AIF)Reporting: Managing Director/ Fund ManagerKey...

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role :Compliance Manager (AIF)Reporting:Managing Director/ Fund ManagerKey Responsibilities:1....

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role:Compliance Manager (AIF)Reporting:Managing Director/ Fund ManagerKey Responsibilities:1....

About the organization: Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt. Present Role : Compliance Manager (AIF) Reporting: Managing Director/ Fund Manager Key...

Job Description: Ensuring that the company's business practices .  Monitor and ensure that their company complies with all laws, policies and regulations when working towards its business objectives. Risk analysis & corrective action to avoid risk. Review of all relevant statutory laws and regulations applicable to the Company and ensure...