Compliance Officer
1 week ago
Compliance Officer - Gift City
Key Compliance:
- Ensure compliance with all applicable regulations and guidelines in India, Gift City, ADGM, and the UK.
- Monitor and implement regulatory updates across jurisdictions.
- Develop and maintain compliance policies, procedures, and internal controls.
Liaison with Regulators:
- Act as the primary point of contact with regulators such as SEBI, GIFT IFSC, FSRA (ADGM), and FCA (UK).
- Manage filings, reports, and responses to regulatory queries and inspections.
Fund Compliance:
- Oversee compliance with fund-specific regulations, including AIF regulations, anti-money laundering (AML), and know-your-customer (KYC) guidelines.
- Ensure accurate and timely filing of reports, disclosures, and investor Prepare detailed compliance reports for the management and board.
- Maintain records of compliance activities and regulatory filings.
Skills & Qualifications:
- Strong knowledge of regulatory frameworks applicable to funds in India, GIFT IFSC, ADGM, and the UK.
- Experience in handling compliance for AIFs and other fund structures.
- Strong analytical and problem-solving abilities.
Experience with Private Equity (PE) funds, Venture Capital (VC) funds, or private credit funds is essential.
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