Compliance Officer

Compliance Officer - Gift CityKey Compliance:- Ensure compliance with all applicable regulations and guidelines in India, Gift City, ADGM, and the UK.- Monitor and implement regulatory updates across jurisdictions.- Develop and maintain compliance policies, procedures, and internal controls.Liaison with Regulators:- Act as the primary point of contact with...

We are a platform that allows retail investors in India, the Middle East, and Southeast Asia to easily invest in mature markets like the US. With Stockal, you can open and manage overseas investment accounts digitally and affordably. Our data-driven platform empowers you to make smarter investment decisions with big data insights and automated research....

Role: Compliance Officer for our Direct Equities TeamLocation: Ahmedabad / MumbaiWe are looking for someone: Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance...

Designation: Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...

Job description Business type Types of Jobs - Operations Complementary business types Types of Jobs - Compliance / Financial Security Job title Monitoring Compliance Officer Contract type Permanent Contract Expected start date 03/09/2024 Management position No Job summary Summary of the position: You will be...

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Responsibilities:SEBI Compliance:- Ensure strict compliance with all SEBI guidelines and regulations.- Monitor and interpret changes in relevant legislation and the regulatory environment, proactively implementing necessary adjustments.- Conduct thorough reviews to guarantee legal compliance of trading membership, encompassing exchange, SEBI, and Companies...

Job DescriptionOister Global (www.oisterglobal.com) is Indias premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and...

Regulatory Compliance and Project LeadershipThe Compliance Officer and Project Leader will play a critical role in ensuring compliance with regulations and company policies. The ideal candidate will have a strong understanding of regulatory standards and compliance requirements. Key responsibilities include:Key Responsibilities:Ensure compliance with...

Oister Global (www.oisterglobal.com) is India's premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and rapidly growing...

Oister Global is India's premier Alternative Assets Manager, combining robust diligence, deep domain expertise, and an extensive network to create high-quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to ensure corporate compliance, governance, and efficient administration of company...

Responsibilities : Implements, maintains, and reviews payroll processing systems to ensure timely and accurate processing of payroll transactions including salaries, benefits, garnishments, taxes, and other deductions. Ensures accurate and timely processing of payroll updates including new hires, terminations, and changes to pay rates. Prepares and...

Description du poste Summary of the position: You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Banks compliance risks. CPL: Global Compliance (CPL)s mission is to contribute to ensuring compliance...

Job Description:The Head of Compliance is responsible for overseeing and ensuring adherence to regulatory requirements, internal policies, and ethical standards within the merchant banking company. This role involves developing compliance frameworks, liaising with regulatory authorities, and mitigating legal and financial risks.Key...

Job Description (Role):We are seeking a dynamic and detail-oriented Compliance and Operations Specialist to join our team at EduFund. This role is instrumental in ensuring the smooth execution of compliance- related tasks and operational processes, contributing to the organization's regulatory adherence and operational efficiency. Responsibilities: CS...

Job Description (Role):We are seeking a dynamic and detail-oriented Compliance and Operations Specialist to join our team at EduFund. This role is instrumental in ensuring the smooth execution of compliance- related tasks and operational processes, contributing to the organization's regulatory adherence and operational efficiency.Responsibilities:CS...

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role : Compliance Manager (AIF)Reporting: Managing Director/ Fund ManagerKey...

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role :Compliance Manager (AIF)Reporting:Managing Director/ Fund ManagerKey Responsibilities:1....

About the organization: Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt. Present Role : Compliance Manager (AIF) Reporting: Managing Director/ Fund Manager Key...

About the organization:Getfive is a SEBI registered CAT-I fund. Along with the fund, Getfive group company is also a merchant banking firm based out of Mumbai & Ahmedabad. The firm is focused on IPO as well as fund raising through Private Equity and Debt.Present Role:Compliance Manager (AIF)Reporting:Managing Director/ Fund ManagerKey Responsibilities:1....