Monitoring Compliance Officer

Description du poste Summary of the position: You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Banks compliance risks. CPL: Global Compliance (CPL)s mission is to contribute to ensuring compliance...

Job Title:Compliance Officer – GIFT CityLocation:AhmedabadRole Summary:We are looking for an experienced Compliance Officer to ensure adherence to regulatory requirements within GIFT City (Gujarat International Finance Tec-City). The ideal candidate will have a deep understanding of IFSC (International Financial Services Centre) regulations, RBI, SEBI,...

Compliance Officer - Gift CityKey Compliance:- Ensure compliance with all applicable regulations and guidelines in India, Gift City, ADGM, and the UK.- Monitor and implement regulatory updates across jurisdictions.- Develop and maintain compliance policies, procedures, and internal controls.Liaison with Regulators:- Act as the primary point of contact with...

Job Title: Compliance Officer – GIFT CityLocation: AhmedabadRole Summary:We are looking for an experienced Compliance Officer to ensure adherence to regulatory requirements within GIFT City (Gujarat International Finance Tec-City). The ideal candidate will have a deep understanding of IFSC (International Financial Services Centre) regulations, RBI, SEBI,...

We are a platform that allows retail investors in India, the Middle East, and Southeast Asia to easily invest in mature markets like the US. With Stockal, you can open and manage overseas investment accounts digitally and affordably. Our data-driven platform empowers you to make smarter investment decisions with big data insights and automated research....

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Responsibilities:SEBI Compliance:- Ensure strict compliance with all SEBI guidelines and regulations.- Monitor and interpret changes in relevant legislation and the regulatory environment, proactively implementing necessary adjustments.- Conduct thorough reviews to guarantee legal compliance of trading membership, encompassing exchange, SEBI, and Companies...

Role:Compliance Officer for our Direct Equities TeamLocation: Ahmedabad / MumbaiWe are looking for someone:Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance...

Role: Compliance Officer for our Direct Equities TeamLocation: Ahmedabad / MumbaiWe are looking for someone: Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance...

Job DescriptionOister Global (www.oisterglobal.com) is Indias premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and...

Designation: Compliance Officer Responsible for day to day operations of the FME and Fund incl. but not limited to review of fund NAV, compliances, liaising with auditors, undertaking middle-office functions, responding to investor queries, Liaising with third party service providers such as auditors, fund administrators, RTAs, counsels and so on. ...

Oister Global (www.oisterglobal.com) is India's premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and rapidly growing...

Oister Global (www.oisterglobal.com) is India's premier Alternative Assets Manager. We combine robust diligence, deep domain expertise, and an extensive network to create high quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to join our team at Oister, a dynamic and rapidly growing...

Job Title:The Compliance Officer would lead the Compliance department and act as the designated Chief Compliance Officer (CCO) for CACIB Proposed IBU Branch. This role requires a strong understanding of IFSCA regulatory framework and general banking regulations/norms in India.Main ResponsibilitiesMaintain oversight to ensure that business operations of the...

Job Description (Role):We are seeking a dynamic and detail-oriented Compliance and Operations Specialist to join our team at EduFund. This role is instrumental in ensuring the smooth execution of compliance- related tasks and operational processes, contributing to the organization's regulatory adherence and operational efficiency. Responsibilities: CS...

Aurnex Group is seeking a highly skilled Senior Tax Compliance Officer to join our team. As a key member of our tax department, you will be responsible for ensuring regulatory compliance with US tax regulations.About the RoleThe successful candidate will have experience in managing compliance with US tax laws and regulations, including preparing accurate and...

Job Description (Role):We are seeking a dynamic and detail-oriented Compliance and Operations Specialist to join our team at EduFund. This role is instrumental in ensuring the smooth execution of compliance- related tasks and operational processes, contributing to the organization's regulatory adherence and operational efficiency.Responsibilities:CS...

Job Description: Ensuring that the company's business practices .  Monitor and ensure that their company complies with all laws, policies and regulations when working towards its business objectives. Risk analysis & corrective action to avoid risk. Review of all relevant statutory laws and regulations applicable to the Company and ensure...

Oister Global is India's premier Alternative Assets Manager, combining robust diligence, deep domain expertise, and an extensive network to create high-quality private market opportunities for our investors. We are seeking a highly skilled and experienced Company Secretary to ensure corporate compliance, governance, and efficient administration of company...

Manages Time Office Administration and Payroll Processing of Unionized Employees, Temporary Workers, and Labour Trainees 2.Ensures Statutory Compliance 3.Complies with Long Term Wage Settlement and ensures its implementation 4.Administers disciplinary procedures including controlling UAA  5,Monitors and ensures the organizations compliances;  ...