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Financial Services Compliance Specialist

3 weeks ago

Pune Mumbai Chandigarh, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000
Compliance Professional

We are seeking an experienced Compliance Professional to play a critical role in our Anti-Money Laundering (AML) and compliance efforts. This position is for an individual with a strong background in financial services who can expertly handle the collection, verification, and analysis of client data.

Job Responsibilities:
  • Client Data Collection: Collect and verify confidential client data from public and internal sources.
  • AML/KYC Documentation Review: Review and analyze AML/KYC documentation for new and existing customers, identifying missing information and documenting findings.
  • Reputational Checks: Conduct reputational checks on individuals and entities, screening for negative news, sanctions, and politically exposed persons (PEPs).
  • AML/CTF Risk Evaluation: Identify and evaluate AML/CTF risks according to an internal risk-based approach.
  • Liaison Role: Liaise directly with clients, sales, and relationship managers to assist with KYC documentation and resolve issues.
  • Database Maintenance: Maintain and ensure the accuracy of KYC databases and software.
  • Issue Escalation: Escalate urgent and sensitive KYC requests appropriately.
  • Reporting: Provide reports on AML and KYC activities to the Money Laundering Reporting Officer (MLRO).
Qualifications & Skills:
  • Education: A Bachelor's or Master's degree in any stream. Any certification or diploma in the AML/KYC domain would be an added advantage.
  • Experience: Proven experience in AML Compliance & KYC within the financial services industry, with a strong focus on due diligence.
  • Technical Knowledge: Strong working knowledge of AML/Sanctions laws and regulations.
  • Core Competencies: Strong communication skills, exceptional attention to detail, critical thinking, problem-solving skills, and ability to multitask and adapt to changing priorities.