Financial Services Compliance Professional

7 days ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878

Job Title: Regulatory Compliance Specialist

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Compliance Role Summary:

We are seeking a detail-oriented and proactive Regulatory Compliance Specialist to join our team. The role involves ensuring compliance with regulatory frameworks, conducting risk assessments, and assisting in audits.

About the Job:

The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks in a dynamic environment.

Key Responsibilities:

  • Regulatory Compliance: Monitor, interpret, and implement RBI, SEBI, FEMA, and other regulatory guidelines relevant to the business.
  • Compliance Monitoring & Risk Assessment: Conduct regular internal reviews and compliance risk assessments, identify process gaps, and propose corrective actions.
  • Policy & Documentation: Assist in drafting, updating, and implementing compliance policies and procedures, maintain accurate documentation for internal compliance controls, and educate internal teams on compliance obligations through training and awareness programs.
  • Audit & Reporting: Support internal, statutory, and regulatory audits, prepare compliance reports for senior management and regulatory bodies, and act as a point of contact for compliance queries across departments.
  • Collaboration: Work closely with legal, finance, and operations teams to ensure organization-wide compliance, provide inputs on compliance risks during product and process development, and ensure timely closure of compliance issues.

Role Requirements:

  • CA (Inter), CS, MBA (Finance)
  • 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
  • Experience with compliance monitoring tools and MS Excel-based reporting.
  • Excellent written and verbal communication skills.
  • Detail-oriented, analytical mindset with problem-solving ability.
  • Ability to thrive in a fast-paced startup environment.

Work Schedule: Mon - Fri

Additional Information: For more details on this vacancy, please feel free to contact us.

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