
Regulatory Compliance Professional
6 hours ago
This role is ideal for a seasoned professional seeking to leverage their expertise in regulatory compliance within the financial services sector.
\About the Position
We are committed to maintaining the highest standards of compliance and legal governance in our operations, which aligns with the successful applicant's values.
The company operates within the financial services sector, focusing on trading activities, and is recognised as a medium-sized organisation.
\Key Responsibilities
- Ambassadors of Regulatory Excellence - A successful Compliance Candidate should have a professional qualification in law, finance or a related field.
- Expertise in Regulatory Frameworks - Strong knowledge of regulatory frameworks within the financial services industry, specifically trading, will be beneficial.
- Compliance Champions - Proven experience in managing compliance and legal functions effectively is essential.
- Analytical Powerhouses - Excellent analytically and problem-solving skills to address compliance challenges.
- Effective Communicators - Strong communication skills to engage with regulators and internal stakeholders confidently.
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