Regulatory Compliance Professional

Regulatory Compliance ProfessionalJob Summary:A Regulatory Compliance Professional will serve as the primary point of contact for client queries related to EPF and NPS. They will provide timely and compliant responses, including clarifying procedures for registrations, transfers, withdrawals, and grievances.Key Responsibilities:Resolving client queries on...

Compliance Specialist Role\\Develop and implement compliance frameworks to ensure adherence to regulatory requirements in the financial services sector.Provide expert legal advice on corporate governance, risk management, and operational matters.Monitor and interpret changes in laws and regulations affecting the financial services industry.Manage legal...

Regulatory Compliance SpecialistWe are seeking an experienced compliance professional to support our growing India-based compliance team. This role involves managing SEC filings, ensuring EU short-selling rules compliance, reviewing and negotiating contracts, overseeing KYC processes, and liaising with vendors.Manage SEC filings including 13F, 13H, Form PF,...

Job Summary">We are seeking a seasoned professional to join our growing team as a Regulatory Compliance Specialist. In this role, you will play a critical part in shaping and strengthening our regulatory framework at a global level.">The ideal candidate will have a strong background in analyzing and implementing Cybersecurity and I.T. regulatory changes,...

Compliance SpecialistA Compliance Tester is required to monitor and ensure adherence to regulatory guidelines. The role involves developing and executing an annual compliance testing plan, conducting reviews of banking products, processes, and functions, and identifying control weaknesses and non-compliance issues.

Regulatory Compliance ExpertThe Regulatory Compliance Role is a high-profile position that requires strong leadership and management skills to oversee regulatory affairs activities at the manufacturing site. The successful candidate will ensure timely regulatory submissions, compliance with regulations, and provide strategic support to business...

Job Title: Regulatory Compliance OfficerOverview of RoleWe are seeking a skilled Regulatory Compliance Officer to join our team. In this role, you will be responsible for ensuring that our organization complies with all relevant regulatory requirements.This is an exciting opportunity for someone who is passionate about compliance and wants to make a real...

Job SummaryWe are seeking a seasoned professional to oversee all regulatory compliance functions, ensuring alignment with market regulations.Key Responsibilities:Ensure strict adherence to regulatory guidelines, standards and protocols.Formulate, update and communicate compliance policies; conduct staff training to drive awareness.Proactively identify,...

Job Title: Regulatory Compliance SpecialistAs a Regulatory Compliance Specialist, you will play a crucial role in ensuring that our organization adheres to all relevant regulatory requirements.The ideal candidate will have a deep understanding of compliance regulations and be able to develop and implement effective policies and procedures to mitigate...

Key Compliance RoleOur organization seeks a highly skilled Compliance Officer to ensure adherence to regulatory requirements and provide guidance to senior leadership.Monitoring Regulatory Updates: Track and evaluate regulatory updates, assess their impact on policies and business processes, and disseminate updates to senior management.Compliance Advisory &...