
Regulatory Compliance Professional
4 days ago
Compliance Specialist Role
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- Develop and implement compliance frameworks to ensure adherence to regulatory requirements in the financial services sector.
- Provide expert legal advice on corporate governance, risk management, and operational matters.
- Monitor and interpret changes in laws and regulations affecting the financial services industry.
- Manage legal documentation and oversee the negotiation of contracts and agreements.
- Collaborate with internal stakeholders to develop policies and procedures that align with legal standards.
- Supervise and lead internal compliance audits and investigations.
- Act as the primary point of contact for regulatory authorities and external legal advisors.
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Requirements
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- A law degree from a recognised institution with a focus on corporate or financial law.
- Proven experience in legal and compliance roles within the financial services sector, preferably in private banking.
- Strong knowledge of regulatory frameworks and corporate governance practices.
- Excellent communication and negotiation skills to handle complex legal matters.
- Leadership qualities and the ability to manage teams effectively.
- Attention to detail and a strategic mindset for problem-solving.
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About Our Organisation
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Our organisation is a well-established company in the financial services industry, specialising in private banking and related services. We provide a professional environment focused on excellence and delivering value to our clients.\
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