Regulatory Compliance Professional

4 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

Compliance Specialist Role

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  • Develop and implement compliance frameworks to ensure adherence to regulatory requirements in the financial services sector.
  • Provide expert legal advice on corporate governance, risk management, and operational matters.
  • Monitor and interpret changes in laws and regulations affecting the financial services industry.
  • Manage legal documentation and oversee the negotiation of contracts and agreements.
  • Collaborate with internal stakeholders to develop policies and procedures that align with legal standards.
  • Supervise and lead internal compliance audits and investigations.
  • Act as the primary point of contact for regulatory authorities and external legal advisors.
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Requirements

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  • A law degree from a recognised institution with a focus on corporate or financial law.
  • Proven experience in legal and compliance roles within the financial services sector, preferably in private banking.
  • Strong knowledge of regulatory frameworks and corporate governance practices.
  • Excellent communication and negotiation skills to handle complex legal matters.
  • Leadership qualities and the ability to manage teams effectively.
  • Attention to detail and a strategic mindset for problem-solving.
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About Our Organisation

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Our organisation is a well-established company in the financial services industry, specialising in private banking and related services. We provide a professional environment focused on excellence and delivering value to our clients.\

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