
Compliance Governance Specialist
1 day ago
Job Overview
We are seeking a Compliance Governance Specialist to join our team.
Job Responsibilities:
- Monitor ongoing compliance and reporting as required under regulatory frameworks - Prepare and submit necessary filings, reports, and disclosures to relevant authorities.
- Liaison with regulators for compliance queries and coordinate submissions.
- Monitor and manage event-based submissions with regulatory bodies.
- Review and prepare legal documents, including private placement memoranda and amendments.
- Coordinate with vendors and forums for various compliance-related matters.
- Liaison with internal auditors and statutory auditors, and handle SEBI inspections effectively.
- Interact with external parties for regulatory requirements and routine filings.
- Coordinate with counsel for legal support and opinions.
- Stay up-to-date on regulatory changes and ensure our practices remain compliant.
- Excellent interpersonal and communication skills.
- Strong client relationship skills.
- Result-oriented approach.
- Collaborative mindset.
- Proficiency in MS Office (Word, PowerPoint, Excel).
- Excellent English communication skills (oral and written).
This role offers a unique opportunity to work in a dynamic environment and contribute to the success of our organization.
OthersOur ideal candidate will have a graduate or postgraduate degree in Law and at least 3-5 years of experience in handling compliance functions in allied industries. NISM Series-III-A certification is an added advantage.
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