Senior Regulatory Compliance Specialist

Compliance Officer RoleWe are seeking a Compliance Officer to ensure our organization remains compliant with regulatory requirements.Key Responsibilities:To guarantee timely compliance with all applicable laws and regulations.Conduct thorough anti-money laundering transaction monitoring and review customer risk categorization.Assist in comprehensive...

Regulatory Affairs SpecialistJob Description:We are seeking a highly skilled Regulatory Affairs specialist to support end-to-end submissions for global markets. Required exposure includes Lifecycle Management (LCM), Veeva Vault RIM, and complex Initial and Variation submissions.Key Responsibilities:Prepare Variation documents and/or evaluate post-approval...

Job SummaryWe are seeking a seasoned compliance professional to oversee the organization's adherence to regulatory requirements and internal standards.Key Responsibilities:Conduct thorough reviews and maintain comprehensive documentation to ensure alignment with regulatory expectations and industry best practices.Evaluate the organization's governance...

Job DescriptionWe are seeking a Compliance Officer to ensure regulatory submissions are uploaded in the IRDA portal on time.Main Responsibilities:Periodically upload regulatory submissions after obtaining concurrence from relevant stakeholders (Operations, Customer Care, Business Products, Finance, PO & Insurers).Familiarize yourself with submission...

we're currently looking for an Senior Compliance Analyst/ Team Lead/AM/Manager and I think you could be a good fit. We are looking for 5+ years of experience in Compliance - Code of Ethics, I'd like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I'd be happy to set up a call....

Job Opportunity: Regulatory Compliance EngineerWe are seeking a skilled Regulatory Compliance Engineer to drive our regulatory certification initiatives.As a key member of our Product Engineering Group and Innovation Labs, you will play a crucial role in ensuring our products meet industry standards.We specialize in innovative solutions for digital...

Compliance Leadership RoleWe are a leading provider of investment services, seeking an experienced professional to support our compliance efforts with a strong focus on regulatory excellence and effective risk management.Job Description:Key Responsibilities:Develop and review comprehensive compliance reports, ensuring accuracy and timeliness in submission to...

Senior Internal Controls SpecialistThe Senior Internal Controls Specialist will lead and execute the organization's internal audit strategy, ensuring compliance with regulatory requirements, evaluating risk management practices, and strengthening internal controls. This role requires strong technical expertise, leadership skills, and the ability to partner...

Business Compliance SpecialistThis role requires a dedicated individual to assist companies with their business formation and registration processes in the USA. The ideal candidate should have strong knowledge of US federal and state compliance requirements and experience in handling administrative and regulatory processes for US-based entities.The Business...

Job Title: Regulatory ExpertSeeking a skilled Regulatory Expert to ensure compliance with financial regulations. The role involves:Monitoring and interpreting regulatory guidelines.Implementing policies and procedures for internal controls.Conducting regular reviews and risk assessments.Tracking remediation of compliance issues.Preparing compliance reports...