Chief Compliance Officer – Regulatory Affairs

17 hours ago


Alleppey, Kerala, India beBeeRegulation Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Compliance Leadership Role

We are a leading provider of investment services, seeking an experienced professional to support our compliance efforts with a strong focus on regulatory excellence and effective risk management.

Job Description:
  • Key Responsibilities:
  • Develop and review comprehensive compliance reports, ensuring accuracy and timeliness in submission to regulatory bodies.
  • Collaborate with senior compliance officials to monitor and maintain investment limits within the organization's front-office systems.
  • Draft, revise, and implement compliance-related policies, procedures, and standard operating procedures (SOPs) aligned with regulatory updates and internal controls.
  • Monitor various business functions for regulatory adherence; conduct regular reviews and oversee daily compliance tasks.
Requirements:
  • Minimum 7+ years of professional experience in compliance, with exposure to mutual funds/AIFs.
  • Graduation in Finance, Law, or related field; Company Secretary qualification preferred/Candidates with relevant MF/AMC industry experience.
  • Practical knowledge of SEBI, FEMA, and RBI regulations.

Candidates interested in this opportunity should submit their profiles.



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