
Chief Compliance Officer – Regulatory Affairs
17 hours ago
We are a leading provider of investment services, seeking an experienced professional to support our compliance efforts with a strong focus on regulatory excellence and effective risk management.
Job Description:- Key Responsibilities:
- Develop and review comprehensive compliance reports, ensuring accuracy and timeliness in submission to regulatory bodies.
- Collaborate with senior compliance officials to monitor and maintain investment limits within the organization's front-office systems.
- Draft, revise, and implement compliance-related policies, procedures, and standard operating procedures (SOPs) aligned with regulatory updates and internal controls.
- Monitor various business functions for regulatory adherence; conduct regular reviews and oversee daily compliance tasks.
- Minimum 7+ years of professional experience in compliance, with exposure to mutual funds/AIFs.
- Graduation in Finance, Law, or related field; Company Secretary qualification preferred/Candidates with relevant MF/AMC industry experience.
- Practical knowledge of SEBI, FEMA, and RBI regulations.
Candidates interested in this opportunity should submit their profiles.
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