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Lead Staff Auditor: Expert Risk Management Professional
2 months ago
Ameriprise Financial is a leading U.S. based financial planning company headquartered in Minneapolis with a global presence.
The company provides client-based financial solutions to help clients plan and achieve their financial objectives for over 125 years.
This role is part of the Finance department, focused on Asset Management and Advice, Retirement Planning, and Insurance Protection.
We are seeking an experienced Lead Staff Auditor to join our team, responsible for managing portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
As a key member of our team, you will execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
You will be required to identify control deficiencies, assess exposure and significance, and propose cost-effective recommendations.
Gathering information and providing input into risk assessments in conformance with department standards is also an essential part of this role.
In addition, you will monitor and validate Management Action Plan status and recommend closure when actions are complete and identified deficiencies have been addressed.
Proactive communication and escalation of challenges and roadblocks that impact ability to meet established timelines are expected.
To be successful in this role, you must have 5+ years of experience in public accounting, internal audit, technology audit, or related financial services field.
Demonstrated proficiency in basic audit skills and business knowledge, along with aptitude for project leadership, are required.
The estimated salary for this position is $120,000 per year, depending on location and experience.
Ameriprise Financial is an equal opportunity employer, considering all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status, or any other basis prohibited by law.
